金融强监管形势下人民银行行政处罚工作面临的新挑战--基于《行政处罚法》修改视角  

Challenges of Administrative Penalty Work of the People’s Bank of Chnia under the Situation of Strict Financial Supervision——Based on the revision of the Administrative Penalties Law

作　　者：马静[1] MA Jing

机构地区：[1]中国人民银行南昌中心支行,江西南昌330008

出　　处：《吉林金融研究》2021年第4期64-67,共4页Journal of Jilin Financial Research

摘　　要：近年来为防范和化解金融风险,严监管、强监管已成为金融治理的重要方式,人民银行行政处罚力度明显加大。此次新修订的《行政处罚法》必将对人民银行行政处罚工作产生深远影响。本文结合实践,从处罚种类、主观过错认定、“首违不罚”认定等方面,深入分析《行政处罚法》修订对人民银行行政处罚工作影响,提出对策建议。In recent years,in order to prevent and defuse financial risks,strict and strong supervision has become an important method of financial supervision and administrative penalties from the People’s Bank of China has significantly increasead.The newly revised Administrative Penalties Law will profoundly influence administrative penalty work of the People’s Bank of China.Based on practice,this article analyses the impact of the revison of Administrative Penalties Law on adminstrative penalty work of the People’s Bank of China,from the aspects of penalty type,subjective fault determination and first violation determination and proposes countermeasures and suggestions.

关 键 词：金融监管 行政处罚 主观过错 首次违法 

分 类 号：F830[经济管理—金融学]