关于资本账户开放标准的文献综述  

Literature Review on the Standards of Capital Account Opening

作　　者：钟震[1] 张小婉 李红霞[3] ZHONG Zhen;ZHANG Xiaowan;LI Hongxia(Institute of Finance PBC,Beijing 100800;Xi'an Sub-branch PBC,Xi'an Shaanxi 710075;Wuxi Municipal Sub-branch PBC,Wuxi Jiangsu 214031)

机构地区：[1]中国人民银行金融研究所,北京100800 [2]中国人民银行西安分行,陕西西安710075 [3]中国人民银行无锡市中心支行,江苏无锡214031

出　　处：《西部金融》2021年第5期9-13,共5页West China Finance

摘　　要：20世纪70年代以来,随着经济全球一体化的不断加深,发达国家和发展中国家纷纷推行资本账户开放政策,以此促进本国资本交易和经济增长。资本账户开放作为国际金融领域的热点话题,国内外均对其进行了一系列理论研究和实践探索。本文通过整理概述国内外关于资本账户开放的文献,认为目前尚未对资本账户开放形成统一定义,基于IMF设置的资本项目7大类40个子项分类标准,对我国资本账户开放程度所作出的评估不完全准确,整体上低估了我国的资本账户开放水平。Since the 1970s,with the continuous deepening of economic globalization,developed and developing countries have implemented capital account opening policies to promote domestic capital transactions and economic growth.Capital account liberalization is a hot topic in the international financial field,and various countries have conducted a series of theoretical studies and practical explorations on it.This article summarizes the literature on capital account opening at home and abroad,and believes that there is no unified definition of capital account opening.The assessment of China’s capital account opening based on the IMF’s 7 major categories and 40 sub-items classification standards is not completely accurate,and it underestimates China's capital account opening level on the whole.

关 键 词：资本账户开放 金融开放 文献综述 

分 类 号：F830.31[经济管理—金融学]