美国金融制裁:演化逻辑与应对策略  

US Financial Sanctions: Evolutionary Logic and Countermeasures

作　　者：黄亚光 许坤 董艳 Huang Ya-guang;Xu Kun;Dong Yan

机构地区：[1]西南财经大学金融学院 [2]西南财经大学中国金融研究中心 [3]西南财经大学经济与管理研究院

出　　处：《经济学家》2021年第7期110-119,共10页Economist

摘　　要：基于金融制裁数据和历史演化,本文将金融制裁的发展划分为萌芽期、成长期和成熟期三个阶段,并对金融制裁的演化逻辑进行了分析,发现美国的新型金融制裁有针对性强、实施成本低、难以发现与防范、影响大、见效快等特征,如今已替代贸易制裁成为美国制衡他国的重要手段。新型金融制裁可通过切断目标国与全球的金融业务往来、切断美元流通结算渠道的方式让单边制裁手段达到多边制裁的效果。本文综合相关文献与案例,从金融政策、示警机制、国际关系、跨境支付体系、数据库构建等方面提出了中国的应对策略。Based on the financial sanctions data and its evolution history, this article divide the evolutionary process of financial sanctions into three stages including germination, growth and maturity. This article analyzes the evolution logic of financial sanctions, and finds that the new financial sanctions of the US have advantages such as strong pertinence, low implementation cost, difficult to detect and prevent, great impact and quick effect. Now, they have replaced trade sanctions as an important sanction tool for the US. The new financial sanctions make unilateral sanctions as effective as multilateral sanctions by cutting off the target country’s trade contacts with the world and the dollar settlement channel. Finally, this article integrates relevant documents and cases, and proposes China’s response strategies in terms of financial policies, warning mechanisms, international relations, cross-border payment systems, and database construction.

关 键 词：金融制裁 演化逻辑 制裁实施 

分 类 号：F833[经济管理—金融学]