国际经济活动中的国有企业身份困境--国际规则的分析  

The Status Dilemma of State Owned Enterprises in International Economy:Analysis Based on International Rules

作　　者：沈伟[1] SHEN Wei

机构地区：[1]上海交通大学凯原法学院,上海200030

出　　处：《华侨大学学报（哲学社会科学版）》2021年第4期103-118,共16页Journal of Huaqiao University(Philosophy & Social Sciences)

基　　金：教育部哲学社会科学研究后期资助项目(20JHQ072)。

摘　　要：随着国有企业参与国际经济活动日益频繁,在国际投资和贸易中涉及国有“身份”和竞争“地位”的争议无可避免。在国际投资领域,我国的国有企业在投资者—东道国投资仲裁案件中的地位由于双边投资协定没有明确和统一的“投资者”认定标准而受到挑战。在国际贸易领域,我国国有商业银行在西方国家对中国的反补贴调查中有被认定为“公共机构”的可能。以相关案例切入,分析相关国际规则的分歧,进而提出我国国有企业应该以竞争中性为原则进行相关改革,使得国企不负担政府职能,以便能够在国际市场中同其他国家的市场参与者进行公平竞争。With the increasingly frequent participation of state-owned enterprises in international economic activities,disputes involving state-owned“identity”and competitive“status”in international investment and trade are inevitable.In international investment law,the lack of a uniform definition of“investor”makes Chin’s SOEs harder to raise a claim against a host state in the ICSID.In international trade,China’s state-owned commercial banks may be recognized as“public body”in countervailing cases,leaving the legal status uncertain.Starting with relevant cases,this paper analyzes the differences of relevant international rules,and then puts forward that China’s state-owned enterprises should carry out relevant reforms based on the principle of competition neutrality,so that the state-owned enterprises can compete fairly with market participants in other countries in the international market without bearing government functions.

关 键 词：国有企业 投资者 国有银行 公共机构 竞争中性 

分 类 号：D996.1[政治法律—经济法学] D996.4[政治法律—国际法学]