衍生企业视角的高校技术转移绩效影响因素研究  

Influence Factors of University Technology Transfer Performance from the Perspective of University Spin-Off

作　　者：陈强[1] 赵一青 常旭华 Chen Qiang;Zhao Yiqing;Chang Xuhua(School of Economics and Management,Tongji University,Shanghai 200092,China;Shanghai International College of Intellectual Property,Tongji University,Shanghai 200092,China)

机构地区：[1]同济大学经济与管理学院,上海200092 [2]同济大学上海国际知识产权学院,上海200092

出　　处：《中国科技论坛》2021年第9期71-81,共11页Forum on Science and Technology in China

基　　金：研究阐释党的十九届五中全会精神国家社会科学基金重大项目“新形势下进一步完善国家科技治理体系研究”(21ZDA018);同济大学中央高校基本科研业务费项目“上海建设科创中心的若干关键问题研究”(22120210264)。

摘　　要：衍生企业发展情况是高校技术转移绩效的重要表现之一,研究衍生企业视角的高校技术转移绩效影响因素,可为促进高校技术转移提供理论依据。本文利用中国40所高校的衍生企业数据,运用面板数据和多元线性回归模型,对研究假设进行验证。结果表明:高校较大的研发人员规模并未促进衍生企业数量增多;科技经费投入增加能够促进高校衍生企业,尤其是第二、三层级数量增加,同时使得高校衍生企业扩散效应,尤其是一至三、二至三层级扩散效应增强;独立于高校的技术转移机构能够加速高校衍生企业诞生,改变其扩散结构,使得衍生企业成立的总体步伐向前即较高层级移动;技术转让和入股两种模式下教师的收益分配比例分别对高校衍生企业数量有显著负向和正向影响;较高的发明披露率在一定程度上促使高校衍生企业数量增多。University spin-off is an important manifestations of university technology transfer performance.This paper studies the influencing factors of university technology transfer performance from the perspective of university spin-off,which can provide theoretical basis for promoting university technology transfer.Through panel data and multiple linear regression model,spin-off data of 40 universities is used to verify the research hypothesis.The results show that the large scale of research and development personnel in universities does not promote the increase of the number of spin-offs.The increased investment in science and technology can promote the increase in the number of university spin-offs,especially the second and third level spin-offs,and at the same time enhance the diffusion effect of university spin-offs,especially the first to third level and the second to third level spin-offs.Technology transfer agencies independent from universities can accelerate the birth of university spin-offs,change their diffusion structure,and make the overall pace of the establishment of spin-offs move forward to a higher level.The royalty rate and equity rate of the teacher respectively have significant negative and positive influence on the number of university spin-offs.A higher invention disclosure rate promotes the increase of the number of university spin-offs to some extent.

关 键 词：衍生企业 高校技术转移 绩效分析 实证研究 

分 类 号：C306.3[社会学]