民营企业刑事合规的理论基础和实践展开  

Theoretical basis and practice of criminal compliance in private enterprises

作　　者：卢勤忠[1] Lu Qinzhong(School of Criminal Law,East China University of Political Science and Law,Shanghai 200042,China)

机构地区：[1]华东政法大学刑事法学院,上海200042

出　　处：《辽宁师范大学学报（社会科学版）》2021年第5期70-77,共8页Journal of Liaoning Normal University(Social Science Edition)

基　　金：国家社会科学基金重大项目“网络时代的社会治理与刑法体系的理论创新”(20&ZD199);国家社会科学基金一般项目“民营企业的刑事法律风险及刑法保护研究”(19BFX072)。

摘　　要：民营企业的刑事合规有一定的理论基础。与其他企业相比,民营企业在刑事法领域面临着更大的风险,建立相应的刑事合规制度很有必要。民营企业内部设立刑事合规制度通常不能作为出罪意义上的违法阻却事由,但一般可以在处罚上酌情考虑,特殊情形下可以适用刑法中“但书”条款的规定。目前,涉罪民营企业刑事合规的检察实践探索对理论界和实务界有重要的参考价值。必须准确、全面、辩证地把握我国民营企业法律保护的政策精神。The criminal compliance of private enterprises has a certain theoretical basis.Compared with other enterprises,private enterprises face greater risks in the field of criminal law,so it is imperative to establish a criminal compliance system.The establishment of criminal compliance mechanism in private enterprises cannot be used as a reason for breaking the law,but can generally be considered as appropriate in punishment.Under special circumstances,the provisions of the“provisos”clause in the criminal law can be applied.At present,it is of great reference value to explore the procuratorial practice of criminal compliance of private enterprises involved in crimes.The policy spirit of legal protection for private enterprises in China must be grasped accurately,comprehensively and dialectically.

关 键 词：民营企业 刑事合规 刑事法风险 刑法保护 

分 类 号：D924.3[政治法律—刑法学]