基于横纵技术溢出的创新联合体合作研发博弈分析  

Game Analysis of Cooperative R&D in Innovation Consortia Based on Horizontal and Vertical Technology Spillover

作　　者：周岩 赵希男 冯超 Zhou Yan;Zhao Xinan;Feng Chao(School of Economics and Management,Luoyang Institute of Science and Technology,Luoyang 471023,China;School of Business and Administration,Northeastern University,Shenyang 110819,China)

机构地区：[1]洛阳理工学院经济与管理学院,河南洛阳471023 [2]东北大学工商管理学院,辽宁沈阳110819

出　　处：《科技管理研究》2021年第17期57-68,共12页Science and Technology Management Research

基　　金：国家自然科学基金面上项目“面向价值目标导引的企业战略决策方法研究”(71271048);教育部人文社会科学研究青年基金项目“互联网环境下平台生态系统的竞优机制研究:共创价值视角”(18YJC630270);河南省软科学研究计划项目“河南省创新平台生态系统竞优评价与发展对策研究”(212400410121)。

摘　　要：基于创新联合体结构特征,构建多寡头三阶段研发博弈模型分析纵向技术溢出无协同决策、横纵技术溢出无协同决策、横纵技术溢出有协同决策三种合作研发策略。结果表明,提高纵向技术溢出程度,是创新联合体改善中小企业研发绩效,以及领军企业均衡利润的基础手段。增加横纵双向技术溢出,能够进一步提高中小企业研发绩效和领军企业利润水平。对于需求价格弹性较大行业,横纵技术溢出有协同决策研发策略则可以提高创新联合体的整体利润。Based on the characteristics of innovation consortia,a multi—oligarchic three—stage R&D game model is constructed to analyze three cooperative R&D strategies,namely,vertical technology spillover without collaborative decision,horizontal and vertical technology spillover without collaborative decision,and horizontal and vertical technology spillover with collaborative decision.The results show that increasing the degree of vertical technology spillover is a fundamental means for innovation consortia to improve the R&D performance of SMEs and the equilibrium profits of leading firms.Increasing horizontal and vertical technology spillovers can further improve the R&D performance of SMEs and the profit level of leader firms.For industries with high price elasticity of demand,horizontal and vertical technology spillovers with collaborative decision-making R&D strategies can improve the overall profits of the innovation consortium.

关 键 词：创新联合体 技术溢出 合作研发 

分 类 号：F224.32[经济管理—国民经济]