中国外商直接投资对碳生产率的双边效应  

The Bilateral Effect of FDI on Carbon Productivity in China

作　　者：宋文飞 SONG Wenfei(Northwest Institute of Historical Environment and Socio-Economic Development,Shaanxi Normal University, Xi’an 710119, China)

机构地区：[1]陕西师范大学西北历史环境与经济社会发展研究院,陕西西安710119

出　　处：《大连理工大学学报（社会科学版）》2021年第5期52-63,共12页Journal of Dalian University of Technology(Social Sciences)

基　　金：教育部人文社会科学研究基金青年项目“互联网视野下西部国家重点生态功能区贫困县减贫的社会资本形成机制研究”(18YJCZH150);中国博士后科学基金特别资助项目“政策激励、信息干预与农户耕地质量保护行为研究”(2020T130393);陕西省社会科学界重大理论与现实问题研究项目“陕西省农业面源污染治理机制与政策优化研究”(2020Z005)。

摘　　要：采用中国30个省份(数据不包括西藏自治区和港澳台地区)2006~2017年的面板数据,采用双边随机前沿模型,对FDI影响碳生产率的双边效应及综合效应进行实证分析。实证研究表明,FDI不仅对碳生产率存在促进效应,还存在抑制效应,二者同时存在,并呈现如下特征:FDI对碳生产率的抑制效应要小于促进效应,使得FDI对碳生产率的综合效应呈正向驱动特征。抑制效应平均为0.0345,促进效应平均为0.1243,这使得FDI对碳生产率的综合效应平均为0.0898。2013年后,FDI对碳生产率的综合效应水平整体下降,FDI对碳生产率的驱动遇到“瓶颈”期。FDI对碳生产率的综合效应存在区域差异,中、西部地区的驱动效应明显低于东部地区市场化水平,对外贸易开放程度是释放FDI对碳生产率的“光环效应”的有利条件。据此,进一步提出加强FDI与碳生产率提升的互动机制,提高地方政府FDI引入的绿色化水平,制定适宜区域差异的FDI引用政策等建议。In this paper,using the panel data of 30 provinces in China from 2006 to 2017,the two-tier frontier model is adopted to analyze the bilateral effect and comprehensive effect of FDI on carbon productivity.Empirical studies show that FDI has not only a promoting effect on carbon productivity,but also an inhibitive effect,both of which exist at the same time and show the following features.The inhibition effect of FDI on carbon productivity is smaller than the promotion effect,which makes the overall effect of FDI on carbon productivity positive.The inhibition effect averaged 0.0345 and the catalytic effect averaged 0.1243,making the combined effect of FDI on carbon productivity average at 0.0898.After 2013,the overall effect level of FDI on carbon productivity decreased,and the driver of FDI on carbon productivity hit a“bottleneck”.There were regional differences in the combined effect of FDI on carbon productivity.The driving effect in the midwest was significantly lower than that in the east.Regional market-oriented level,openness to external trade are the favorable conditions to release the“halo effect”of FDI on carbon productivity.Accordingly,it further suggests strengthening the interaction mechanism between FDI and carbon productivity,improving the green level of the introduction of FDI by the local government and formulating FDI introduction policies with regional differences in mind.

关 键 词：FDI 双边随机前沿模型 碳生产率 

分 类 号：F120[经济管理—世界经济]