服务业开放、外资管制与企业创新:理论和中国经验  

Service Opening,FDI Regulation and Firm Innovation——Theory and Evidence from China

作　　者：邵朝对 苏丹妮[1,2] 王晨 CHAODUI SHAO;DANNI SU;CHEN WANG(Nankai University)

机构地区：[1]南开大学跨国公司研究中心 [2]南开大学经济学院,300071

出　　处：《经济学（季刊）》2021年第4期1411-1432,共22页China Economic Quarterly

基　　金：国家自然科学基金青年项目(71903101、71903102);南开大学文科发展基金项目(ZB21BZ0310);中央高校基本科研业务费专项资金项目(63212014)的资助。

摘　　要：本文从外资管制的视角构建了一个区分简单创新和复杂创新的企业创新决策模型,阐明了服务业开放通过投入成本和知识溢出影响企业创新数量和质量的理论机制,并以中国数据给予检验。结果表明:服务业开放对企业创新具有显著的数量和质量激励效应。由于服务知识溢出对复杂创新成本的降低效应更强,因此,服务业开放对具有更强知识溢出吸收能力企业的创新质量促进更大。最后评估了服务业开放这一市场化改革对专利补贴政策诱发的"数量繁荣、质量下降"创新假象的矫正作用。From the perspective of FDI regulation,we construct a firm innovation decision-making model that distinguishes simple innovation from complex innovation,and illustrates the theoretical mechanism of service opening affecting the quantity and quality of firm innovation through input cost and knowledge spillover,and test it with Chinese data.The results show that service opening has significant quantitative and qualitative incentive effects on firm innovation,and greatly promotes the innovation quality of firms with stronger knowledge spillover absorption capacity.Finally,we evaluate the corrective effect of service opening on the innovation illusion induced by patent subsidy policy.

关 键 词：服务业开放 企业创新 创新质量 

分 类 号：F719[经济管理—产业经济] F832.6F273.1