命令型环境规制、ISO 14001认证与企业绿色创新--基于《环境空气质量标准(2012)》的准自然实验  

Mandatory Environmental Regulation,ISO 14001 Certification and Green Innovation:A Quasi-natural Experiment Based on Chinese Ambient Air Quality Standards 2012

作　　者：王分棉[1] 贺佳 孙宛霖 WANG Fenmian;HE Jia;SUN Wanlin(Beijing Enterprises,Global Management Research Centre/Business School,University of International Business and Economics,Beijing 100029,China)

机构地区：[1]对外经济贸易大学北京企业国际化经营研究基地/国际商学院,北京100029

出　　处：《中国软科学》2021年第9期105-118,共14页China Soft Science

基　　金：国家自然科学基金青年项目“中国上市公司学者董事的聘请动因、影响机制及其经济后果研究”(71602034)。

摘　　要：以中国A股上市公司为研究样本,实证考察ISO 14001认证对企业绿色创新的影响,并以《环境空气质量标准(2012)》为外生政策冲击,检验了命令型环境规制影响下ISO 14001认证对企业绿色创新的诱发效应。研究发现,企业通过ISO 14001认证可以促进绿色创新。在新标准实施后,ISO 14001认证对企业绿色创新的诱发作用显著增强,且对低污染企业、高创新能力企业和国有企业绿色创新的诱发作用显著提升。进一步研究发现,ISO 14001认证通过发挥"环保工具"作用来诱发企业绿色创新。研究结论对有效推进环境规制和企业绿色创新具有重要政策含义。Using Chinese A-share listed firms*data from 2004 to 2018,this paper empirically examines the influence of ISO 14001 certification on firm green innovation.Further,it takes Ambient Air Quality Standards(2012)as an external policy shock,and tests the inducing effect of ISO 14001 certification on firm green innovation under the influence of mandatory environmental regulations.The conclusions show that the ISO 14001 certification can promote green innovation.After the implementation of the new standard,the inducing effect of ISO 14001 certification on green innovation has been significantly enhanced,especially for firms in low-pollution industries,high-innovation firms and state-owned firms.Finally,it finds that ISO 14001 certification induces green innovation of enterprises by playing the role of"environmental protection tools".The conclusions have important policy implications for effectively promoting environmental regulations and firm green innovation.

关 键 词：环境规制 ISO 14001认证 绿色创新 

分 类 号：F424[经济管理—产业经济]