因受贿而渎职的罪数问题:处断原则与理论依据  

The Crime Numbers of Dereliction of Duty Due to Bribery:The Punishment Principle and Theoretical Basis

作　　者：李海滢 王延峰[2] Li Haiying;Wang Yanfeng

机构地区：[1]吉林大学理论法学研究中心,吉林长春130012 [2]吉林大学法学院,吉林长春130012

出　　处：《河南社会科学》2021年第10期56-64,共9页Henan Social Sciences

基　　金：教育部哲学社会科学研究重大课题攻关项目“坚持依法治国与制度治党、依规治党统筹推进研究”(17JZD003);吉林大学廉政建设专项研究课题“中国特色反腐败国家立法问题研究”(2017LZY006);吉林大学基本科研业务费项目“风险刑法视域下的经济刑法立法研究”(2016QY024)。

摘　　要：对于因受贿而渎职进而同时构成受贿罪与渎职犯罪的情形,刑法与司法解释分别针对不同类型的渎职犯罪规定了从一重处断与数罪并罚两种处理方案。对于《刑法》第三百九十九条第四款,如果持拟制性规定的观点,两种方案能够相互协调;如果持注意性规定的观点,那么司法解释就与刑法相抵触,应弃而不用。从刑法理论上看,对这两种观点的审视与选择必须建立在厘清相关罪数问题的基础之上。由于受贿罪与保护公正性法益的渎职犯罪都保护职务行为的公正性,因此二者存在法益同一性,构成交叉关系的法条竞合。与之相对,受贿罪与其他渎职犯罪不存在法益同一性,但二者存在牵连关系,因而因受贿而渎职的情形构成牵连犯。同时,无论是交叉关系的法条竞合还是牵连犯,都应适用从一重处断原则。Regarding cases of dereliction of duty due to bribery, which constitute both crimes of dereliction of duty and bribery, the Criminal Law of China and judicial interpretation provide two solutions for different types of crimes of dereliction of duty, to be convicted and punished in accordance with the heavier provision and combined punishment for several offenses. As for Paragraph 4 of Article 399 of the Criminal Law of China, the two solutions can coordinate with each other in the view of provisions of the Criminal Law of China by analogy, otherwise, the judicial interpretation will be in conflict with the Criminal Law of China and should be abandoned instead in the view of attentive provisions. From the perspective of criminal law theory, the survey and choice of these two views must be based on clarifying the number of crimes. Since both bribery crime and the crime of dereliction of duty to protect justice and legal interests protect impartiality of duty behavior, there is consistency of legal interests between them, thus constituting law concurrence of cross relations. In contrast to that, there is no consistency of legal interests between bribery crime and other crimes of dereliction of duty. However, there is an implicated relationship between these two types of crimes, so dereliction of duty due to bribery conforms to implicated offense.Meanwhile, whether it is law concurrence of cross relations or implicated offense, it should be convicted and punished in accordance with the heavier provision.

关 键 词：受贿罪 渎职犯罪 法条竞合 牵连犯 禁止重复评价 

分 类 号：D9[政治法律—法学]