国企公职人员跨境洗钱行为影响因素研究  

Research on Influencing Factors of Cross Border Money Laundering Behavior of Public Officials in State-owned Enterprises

作　　者：金昱希 王展 金梅[2] Jin Yuxi;Wang Zhan;Jin Mei(School of Government,Nanjing University,Nanjing 210008;School of Economic Management,Lanzhou Jiaotong University,Lanzhou 730070)

机构地区：[1]南京大学政府管理学院,南京210008 [2]兰州交通大学经济管理学院,兰州730070

出　　处：《甘肃行政学院学报》2021年第4期111-122,127,128,共14页Journal of Gansu Administration Institute

基　　金：国家社科基金项目“国企公职人员跨境洗钱测度及影响因素研究”(19BJY257)。

摘　　要：公职人员洗钱犯罪是关乎国家安全的重大社会问题。不法国企公职人员借职务之便利用跨境洗钱方式处理非法资金,造成了大额国有资产流失海外,对国家金融安全危害极大。本文以G省纪律检查委员会提供的92起职务犯罪案件资料为基础,从微观心理视角建立国企公职人员洗钱行为影响因素指标体系,运用结构方程模型构建其洗钱行为的影响机制。研究发现:(1)国企公职人员跨境洗钱具有行为主体职位高、权力大,涉案金额大,资金转移时间长的特征。(2)上游犯罪是国企公职人员跨境洗钱行为的根本成因,个人对利益和金钱的追求是其跨境洗钱行为的主观成因,国企内外部反洗钱监管存在的不足是国企公职人员跨境洗钱行为发生的客观成因。(3)个人因素和环境因素对国企公职人员跨境洗钱的资金转移途径产生显著影响,其中个人因素负向影响资金转移途径,环境因素正向影响资金转移途径。在此基础上,本文从制度建设等方面,提出预防和遏制国企公职人员跨境洗钱行为的对策建议。The crime of money laundering by public officials is a major social problem related to national security.The crime of money laundering is very hidden,which is difficult to observe from the perspective of research and public vision.Taking advantage of their position,public officials of state-owned enterprises use cross-border money laundering to deal with illegal funds,which has caused the loss of large amount of state-owned capital overseas and done great harm to national financial security.Based on the data of 92 job-related crimes provided by the Discipline Inspection Committee of G Province,this paper establishes the psychological factor indicators of money laundering behavior of public officials in state-owned enterprises from the micro psychological perspective,and constructs the influence mechanism of money laundering behavior by using structural equation model.It is found that:(1)The subject of cross-border money laundering of public officials in state-owned enterprises has the characteristics of high position,large power,large amount of money involved and long time of fund transfer.(2)Upstream crime is the fundamental cause of cross-border money laundering by public officials of state-owned enterprises.Personal pursuit of interests and money is the subjective cause of cross-border money laundering.The deficiency of internal and external anti money laundering supervision of state-owned enterprises is the objective cause of cross-border money laundering by public officials of state-owned enterprises.(3)Personal factors and environmental factors have a significant impact on the fund transfer path of cross-border money laundering of public officials in state-owned enterprises.Personal factors negatively affect the fund transfer path,and environmental factors positively affect the fund transfer path.On this basis,this paper puts forward countermeasures and suggestions to prevent and curb cross-border money laundering of public officials in state-owned enterprises from the aspects of legal construction,supervis

关 键 词：国企公职人员 跨境洗钱 微观心理因素 

分 类 号：D917[政治法律—法学]