中国刑法因果关系理论的本土化形塑  

The Localization Image Shaping of Criminal Law Causality Theory in China

作　　者：徐岱[1] 史家家 XU Dai;SHI Jia-jia

机构地区：[1]吉林大学法学院,长春130012

出　　处：《吉林大学社会科学学报》2021年第6期23-41,230,共20页Jilin University Journal Social Sciences Edition

基　　金：吉林大学哲学社会科学研究重大课题培育项目(2016ZDPY10)。

摘　　要：中国刑法因果关系理论如何既要借鉴域外法治文明成果以推进学术发展,又要体现中国特色法治体系内涵的自主性与本土化,这是亟待解决的问题。学术界以借鉴域外理论完善我国因果关系理论为共识性前提,围绕"规范性判断"标准展开争论,但研究深度不足,对实务指导能力殊为有限。为深化此研究,应以"规范性判断"标准为核心,提倡"实行行为论加相当因果关系说并补充其他判断规则"的模式:首先通过事前判断的实行行为论,并补充行为危险的创设非"被允许的"、非"对已经存在的危险的减小"等进行判断;其次以"事实上的因果关系"为前提,通过折中相当因果关系说,并补充具有"结果回避可能性"、防止结果发生非"处于他人责任范围"等进行判断。由此准确认定因果关系,以期为刑事司法实践提供充足的理论支撑。It is urgent to solve the problem so that the causality theory of criminal law in China should not only reflect the connotation of the rule of law system with Chinese characteristics,but also draw lessons from the achievements of foreign rule of law civilization to promote academic innovation.The academia has reached a consensus to learn from foreign theories to solve the problem of causality in China,and has debated around the standard of"normative judgment",but the in-depth research is insufficient and its guidance for legal practice is limited.To further the study,we should take"normative judgment"standard as the core of research,and resort to"the theory of the perpetrating act plus the theory of equivalent causality and supplementing other judgment rules"pattern.First of all,the judgment is made by the theory of the perpetrating act based on prior judgment,as well as the relevant rules such as the creation of behavior danger is not"allowed",nor the creation of behavior danger is"the reduction of the existing danger".Secondly,based on the premise of the existence of"factual causality",the judgment is made by eclectic equivalent causality theory,as well as the relevant rules such as there is"the possibility to avoid the consequence"and preventing the occurrence of results is not"within the scope of others’responsibility",so as to accurately identify the causality of criminal law and enhance the judicial credibility.

关 键 词：刑法因果关系 规范性判断 实行行为 折中相当因果关系说 

分 类 号：D924[政治法律—刑法学]