地方银行参与政府债券承销业务的挑战与对策研究  

Research on Challenges and Countermeasures of Local Banks Participating in Government Bond underwriting Business

作　　者：谭健 TAN Jian(Bank of Chongqing Co.,Ltd.)

机构地区：[1]重庆银行股份有限公司,重庆400010

出　　处：《当代金融研究》2022年第4期45-56,共12页Journal of Contemporary Financial Research

摘　　要：2021年新增地方政府债券突破历年个位数的增幅,达到42.59%。地方政府债券承销业务成为各大商业银行竞逐的目标,其中不乏地方银行的身影。与大型银行和股份制银行相比,地方银行从事债券承销业务存在资本实力、投研能力、营销水平以及承销业务基础等方面的短板。本文基于最新数据,对地方银行开展政府债券承销业务进行较为全面的观察,探寻地方银行在竞争、规模和投研等方面存在的短板,并从地缘、人才、投资范围和综合收益等方面提出相应对策。In 2021,the growth rate of new local government bonds exceeded the single digits over the years,reaching 42.59%.Local government bond underwriting business has become the goal of major commercial banks,including many local banks.Compared with large banks and joint-stock banks,local banks have some shortcomings in bond underwriting business,such as capital strength,investment and research ability,marketing level and underwriting business foundation.Based on the recent data,this paper makes a more comprehensive observation on the local government bond underwriting business carried out by local banks,finds out the shortcomings of local banks in competition,scale,investment and research,and puts forward corresponding countermeasures from the aspects of geography,talents,investment scope and comprehensive income.

关 键 词：地方银行 政府债券 债券承销 中间业务 债务置换 

分 类 号：F832.2[经济管理—金融学] F832.7