环境规制工具、区域差异与企业绿色技术创新——基于系统GMM和动态门槛的中国省级数据分析  

Environmental regulation tools,regional differences and green technology innovation of enterprises——An analysis of China's provincial panel data based on the system GMM and dynamic threshold

作　　者：陈宇科[1] 刘蓝天 董景荣[1] Chen Yuke;Liu Lantian;Dong Jingrong(School of Economics&Management,Chongqing Normal University,Chongqing 401331,China)

机构地区：[1]重庆师范大学经济与管理学院,重庆401331

出　　处：《科研管理》2022年第4期111-118,共8页Science Research Management

基　　金：国家社会科学基金重点项目:“西部地区装备制造业技术进步路径选择的环境和条件研究”(14AJL015,2014.06—2019.12);国家社会科学基金项目:“绿色技术创新视角下的西部地区环境规制研究”(18BJY093,2018.06—2020.12);重庆市教委科学技术研究项目:“地区环境规制设计对绿色技术创新的激励效果研究”(KJ1600318,2016.07—2019.12)。

摘　　要：本文利用2007—2016中国工业省级面板数据,构建系统GMM和动态门槛模型,验证了直接管制型、经济激励型、公众参与型等环境规制工具对不同地区企业绿色技术创新的影响效果和门槛效应。研究结果表明:各种环境规制工具对绿色技术创新的影响存在较大地区差异。针对东部地区,经济激励对企业绿色技术创新具有显著的一阶滞后效应和单门槛效应,直接管制对企业绿色技术创新的影响不显著。针对中部地区,直接管制对企业绿色技术创新存在显著的一阶滞后效应和单门槛效应,经济激励对企业绿色技术创新的影响不显著。针对西部地区,直接管制对企业绿色技术创新存在显著的一阶滞后效应和双门槛效应,经济激励对企业绿色技术创新的影响也不显著。同时,公众参与对各地区企业的绿色技术创新影响均不显著。China has made great achievements in its economy after 40 years of rapid development.However,the extensive development model adopted by China has led to excessive consumption of natural resources and continuous deterioration of the ecological environment,which seriously affects the economic and social sustainable development of China.Chinese government has attached great importance to the construction of ecological civilization and environmental protection since 2012,proposing to"implement the strictest possible systems for environmental protection,and develop eco-friendly growth models and ways of life",which helped formulate a series of environmental protection policies,and improved the legal system of environmental protection in China.Under the strong advocacy of the Chinese government,enterprises have been carrying out green technology innovation and transforming production modes,to achieve green development.However,due to the objective existence of the differences in eco nomic development and industrial structure among eastern,central and western regions,different environmental policies and measures will inevitably exert different impacts on green innovation activities of enterprises.Therefore,based on the industrial provincial panel data of China from 2007 to 2016,this paper uses the systematic GMM model to analyze the impact of diverse environmental regulation tools,including direct regulation,economic incentives and public participation,on green technology innovation in various regions of China,along with its lag effects in the case of regional economic development differences.Moreover,the reasonable environmental regulation interval in different regions is explored in this paper with the dynamic threshold model.This paper draws conclusions as follows:First,different environmental regulation tools exert different lag effects on green technology innovation.In eastern region,economic incentives at both current phase and lag one phase can promote green technology innovation,but the effect caused by direct re

关 键 词：环境规制工具 地区差异 绿色技术创新 动态门槛 

分 类 号：F062.9[经济管理—政治经济学]