上市公司代理权征集制度中信息披露规则的完善  

The Improvement of Information Disclosure Rules in the System of Collecting Agency Rights of Listed Companies

作　　者：龚乾厅 GONG Qianting(School of Economic Law,East China University of Political Science and Law,Songjiang Shanghai 201600,China)

机构地区：[1]华东政法大学经济法学院,上海松江201600

出　　处：《重庆文理学院学报（社会科学版）》2022年第3期70-82,共13页Journal of Chongqing University of Arts and Sciences（Social Sciences Edition)

摘　　要：2019年12月通过的新版《证券法》首次从基本法律层面确认了我国的上市公司代理权征集制度。该制度具有明显的“双刃剑”作用,而完善信息披露规则是防止其被滥用的重要保障。由于代理权征集中天然存在信息不对称,同时证券市场既有的一般信息披露规则无法满足其对信息披露的特殊要求,因此有必要构建并完善其专有的信息披露规则。针对现行法中与之相关的种种缺失,一方面应明确征集人强制信息披露的范围,并完善法律责任,明确救济条件,以充实信息披露规则的基本内容;另一方面还要合理安排相应内容在立法中的布局,以充分保障其“安全阀”作用的发挥。The new“Securities Law”passed in December 2019 establishes a system for collecting agency rights of listed companies.This system has an obvious“double-edged sword”effect,and perfecting information disclosure rules is an important guarantee to prevent its abuse.Due to the information asymmetry in the concentration of agency rights,and the general information disclosure rules of the securities market cannot meet its special requirements for information disclosure,so it is necessary to construct and improve its proprietary information disclosure rules.In view of the various deficiencies related to it in the current law,it is necessary to clarify the scope of the solicitor's mandatory information disclosure,improve legal responsibilities,and clarify relief conditions to enrich the basic content of the information disclosure rules;it is also necessary to rationally arrange the layout of the corresponding content in the legislation,so as to give full play to its“safety valve”role.

关 键 词：代理权征集 信息披露 法律责任 救济措施 

分 类 号：D912.28[政治法律—民商法学]