制度落差对跨国技术转移的影响——基于2009-2019年面板数据分析  

The Influence of Institutional Gap on International Technology Transfer:An Analysis Based on Panel Data from 2009 to 2019

作　　者：陈怀超[1] 何智敏 范建红[1] Chen Huaichao;He Zhimin;Fan Jianhong(College of Economics and Management, Taiyuan University of Technology, Taiyuan 030024, China)

机构地区：[1]太原理工大学经济管理学院,山西太原030024

出　　处：《科技进步与对策》2022年第12期9-19,共11页Science & Technology Progress and Policy

基　　金：国家自然科学基金青年科学基金项目(71602137);山西省回国留学人员科研资助项目(2021-063)。

摘　　要：国家之间制度差异是跨国技术转移的重要影响因素,现有文献缺乏基于制度距离大小和方向对跨国技术转移的探讨。在将制度落差划分为制度逆差和制度顺差的基础上,依据2009-2019年中国技术引进面板数据,探究制度落差对跨国技术转移的影响,并考察技术来源国创新能力在这一影响过程中的调节作用。研究发现,管制逆差和规范逆差对跨国技术转移具有显著促进作用,技术来源国创新能力有助于增强规范逆差对跨国技术转移的促进作用,而对管制逆差影响跨国技术转移的调节作用不显著;管制顺差和规范顺差对跨国技术转移均有显著阻碍作用,且技术来源国创新能力能够削弱其阻碍作用。研究结论证实制度落差对跨国技术转移具有差异化影响,有助于拓展跨国技术转移研究,并为相关部门从制度落差视角指导中国技术引进实践提供参考。At present,China's economy has progressed from the high-speed growth stage to the high-quality development stage.It has become vital for accelerating the transformation of economic development mode and improving the economic development quality by promoting scientific and technological development.Generally speaking,technological development level of a country not only depends on the internal technological accumulation,but also needs to obtain advanced technology from abroad.However,the technology has the characteristic of situational embeddedness,and the effective technology transfer depends on the specific situation.Because the technology transferor and recipient are in different institutional environments,institutional distance will inevitably influence international technology transfer.Therefore,it has become an urgent practical problem to clarify the relationship between institutional distance and international technology transfer.The existing literature discusses the influence factors of international technology transfer from different perspectives,but there is a lack of empirical research from the perspective of institutional distance.In addition,institutional distance is not only different in size,but also in direction.On the basis of incorporating the direction attribute into institutional distance to form institutional gap,it is necessary to further explore the impact of the institutional gap on international technology transfer and the innovation capacity of technology exporting countries.In view of this,the paper uses the panel data of China’s technology introduction from 2009 to 2019 to carry out empirical research from the perspective of technology recipient.The paper divides institutional gap into institutional deficit and institutional surplus,explores their influences on international technology transfer respectively,and examines the moderation effect of innovation capability of technology export country.It is concluded that firstly the influences of institutional deficit and institutional surp

关 键 词：制度落差 跨国技术转移 创新能力 技术引进 

分 类 号：F124.3[经济管理—世界经济]