开放型技术双元促进中国制造业全球价值链攀升了吗——基于微观数据的实证检验  

Does the Open Technology Dualism Promote the Global Value Chain of Chinese Manufacturing Industry:An Empirical Test Based on Micro-data

作　　者：张英 张倩肖[1] Zhang Ying;Zhang Qianxiao(School of Economics and Finance, Xi’an Jiaotong University,Xi’an 710061,China;Business School, Xi’an Fanyi University,Xi’an 710062,China)

机构地区：[1]西安交通大学经济与金融学院,陕西西安710061 [2]西安翻译学院商学院,陕西西安710062

出　　处：《科技进步与对策》2022年第12期51-61,共11页Science & Technology Progress and Policy

基　　金：国家社会科学基金项目(18BJY002);陕西省软科学项目(2021KRM003);陕西省社会科学基金项目(2021D040);陕西省社科界重大理论与现实问题研究项目(2021HZ0770)。

摘　　要：以2008—2018年中国制造业13个子行业1853家企业微观数据为基础,构建Translog模型,分析开放型技术双元及其不同技术组合对中国制造业全球价值链(GVC)攀升的异质性影响。结果表明,企业有效平衡与吸收开放型技术双元形成的协同效应,能够降低进口竞争引致的要素替代成本,促进中国制造业GVC攀升向高技术探索与开发组合的内生驱动转化。技术开发成为中国制造业GVC攀升的充要条件,技术探索为充分不必要条件。在竞争效应和协同效应双重作用下,内资企业高技术开发组合成为推动中国制造业价值链攀升的主要驱动力,受技术门槛和技术控制约束,技术探索只有在内资企业具有足够开发能力时才能对价值链攀升产生显著影响。异质性双元组合催生形成中国制造业GVC攀升的多元化路径。劳动密集型行业依赖进口竞争攀升的低技术双元特征;资本密集型行业较高的外资吸收效率对母国开发与跨国开发技术组合吸收更具适应性,呈现出显著的市场竞争攀升特征;技术密集型行业积极的母国探索倾向与较高的技术开发能力形成技术协同攀升特征。In the past two decades,the liberalization of trade and investment has led to the formation of a highly fragmented and complex global market structure in international commerce in terms of organization and space.Businesses are getting closer.However,in recent years,China’s manufacturing industry has been under the dual pressure of high-end repatriation from developed countries and low-end erosion from developing countries,andit is up against the risk of falling into the bottom of the“smile curve”of the value chain,which has been intensified.Therefore,it has become the key to stabilizing the growth of the national economy and continuously improving the country’s competitive position by enhancing the innovation capabilities of manufacturing enterprises.On the basis of reviewing the wayby which all major market countries climbed in the global value chain from the relative price of production materials,tariffs,investment and other factors in the early stage to comprehensive factors such as technology,system,and learning network,this paper takes technological innovation as the connotation.From the theoretical perspective of the dynamic endogenous driving theoretical system of GVC,this study is focused on the breakthrough of the endogenous problem of the substitution relationship between domestic and foreign production factors based on added value,exploring the internal mechanism of technological innovation.,integration and absorption of Chinese manufacturing enterprises under the background of dual cycle from the relationship between the acquisition of innovation ability of heterogeneous technology enterprises and domestic added value to improve the global value chain of Chinese manufacturing.In this regard,this paper builds a Translog model by endogenizing the elasticity of substitution between domestic and foreign materials,and incorporates the dual elements of domestic added value,home country technology and transnational technology into a unified analysis framework.The study selects sample data from the pe

关 键 词：开放型技术双元 国内增加值 价值链攀升 制造业 

分 类 号：F42[经济管理—产业经济]