投资者保护机构公开征集股东权利的法律规制  

The Regulation of Shareholders’Rights Solicitation by the Investor Protection Institution

作　　者：范黎红[1] Fan Lihong

机构地区：[1]同济大学法学院,上海200092

出　　处：《证券市场导报》2022年第7期72-79,共8页Securities Market Herald

摘　　要：投资者保护机构公开征集股东权利,是通过行使私法上的权利实现公益目的,具有积极意义。但应当合理界定其介入上市公司治理的限度,防止出现投保机构对上市公司治理的不当干预。为此,投保机构公益性征集可适用的议决事项应当在尊重公司自治的基础上,结合是否涉及中小股东权益保护以及社会公共利益,并考量公益股东具体行权手段的匹配性加以厘定。具体制度上,应进一步完善投保机构征集股东提案权、公益征集的信息披露规则等。While the investor protection institution solicits shareholders’rights openly,it realizes public welfare purposes by means of the rights of private law,which has positive significance.However,to prevent improper intervention of the investor protection institution in the governance of listed companies,it is necessary to reasonably define the limits of its intervention.Therefore,on the basis of respecting the autonomy of the company,the applicable items of the solicitation of the investor protection institution should be determined by considering whether they involve the protection of the interests of minority shareholders and social public interests,and considering the matching of the specific exercise means of the public interest shareholder.In terms of specific system,it is necessary to further improve the rules of soliciting shareholders’proposal rights as well as the information disclosure rules.

关 键 词：投资者保护机构 征集股东权利 投票权 提案权 公司治理 

分 类 号：DF438.7[政治法律—经济法学]