技术锁定对创新绩效的影响:创新模式的调节作用  

The Impact of Technology Lock-in on Innovation Performance:The Moderating Role of Innovation Models

作　　者：邓峰[1] 王一飞 Deng Feng;Wang Yifei(School of Economics and Management,Xin Jiang University,Urumqi 830091, China)

机构地区：[1]新疆大学经济与管理学院,新疆乌鲁木齐830091

出　　处：《科技进步与对策》2022年第14期1-11,共11页Science & Technology Progress and Policy

基　　金：国家社会科学基金项目(18BJL083)。

摘　　要：创新是引领发展的第一动力,当前我国经济发展已从创新数量转移到创新质量上来。聚焦技术创新过程中形成的技术锁定效应,运用DEA-SBM测度技术锁定效应并分析其发展趋势,检验技术锁定效应对创新绩效的影响,并寻找解锁技术锁定负效应的调节机制。研究发现:技术锁定效应显著抑制创新绩效提升,在经过一系列稳健性检验后结论依然成立。技术创新模式中的技术引进和自主创新对技术锁定负效应具有显著正向调节作用,且自主创新投入可以深度缓解技术锁定对创新绩效的消极影响;消化吸收能力在技术引进与自主创新之间发挥创新路径枢纽作用,表现为创新模式一体化的调节作用可以显著缓解技术锁定负效应。另外,异质性检验结果发现,创新能力不同未造成明显的技术锁定效应差异。研究结论对于积极调控我国技术锁定效应、推动创新驱动发展战略实施、促进经济高质量发展具有重要意义。With the introduction of advanced technology from overseas,China has achieved economic growth and technology catch-up.But the heavy dependence on external imports has led to core technology bottlenecks.In the government work report in 2021,Premier Li Keqiang proposed"relying on innovation to promote the high-quality development of the real economy,cultivate and expand new momentum,promote the deep integration of scientific and technological innovation and the real economy,and give better play to the role of innovation driven development".In order to promote high-quality innovation and prevent major technological risks,it is essential to effectively identify the existence of technology lock-in effect and master its development and evolution process;it is also of great guiding significance for the sound operation of technology market and high-quality economic development.To this end the following questions are raised:what effect will technology lock-in have at the macro level?How shoud we do to adjust the negative effect of technology lock-in?Is the technology lock-in effect various for different innovation subjects?By answering these questions,it is of great significance for the correct understanding of the effects of technology lock-in,the further regulation through the mechanism of technological innovation model and the improvement of innovation policies,as well as the further implementation of China's innovation driven development strategy.The existing research mainly focuses on the negative impact of technology lock-in on industrial innovation performance and the theory teself.Among them,the empirical research mainly focuses on China's industries,including high-tech industries,international OEM enterprises,wine industry and carbon locking.It fails to deeply explore the relationship and unlocking mechanism between technology lock-in effect and innovation performance in China's provinces,and there are few empirical studies on unlocking technology locking effect at the macro level.The conclusion of this paper sup

关 键 词：技术锁定效应 技术引进 技术消化吸收 自主创新 创新模式 

分 类 号：F124.3[经济管理—世界经济]