我国企业境外上市新规解读及档案安全治理探析  

Interpretation of the New Regulations for Overseas Listing of Chinese Enterprises and Archives Security Governance

作　　者：张超 王露露 Zhang Chao;Wang Lulu(School of Information Resources Management of Renmin University of China,Beijing 100872;Department of Information Management of Peking University,Beijing 100871)

机构地区：[1]中国人民大学信息资源管理学院,北京100872 [2]北京大学信息管理系,北京100871

出　　处：《档案与建设》2022年第7期20-24,共5页Archives & Construction

摘　　要：随着一些赴美上市的中概股企业陷入预摘牌的困境,我国境外上市企业的档案安全治理问题成为当前档案、信息安全、金融等领域共同聚焦的研究热点。为捍卫我国国家信息安全,同时保障境外上市企业的利益,我国对境外上市企业的相关监管法规做出了修订。然而,修订法规出台的同时也带来了新的治理问题,境外上市企业在落地的过程中仍需要解决档案安全责任意识薄弱、落实“新规”存在难度、档案信息安全细则不够细化、档案跨境监管合作机制尚待落地等具体问题。针对上述问题,文章提出了提高境外上市企业档案安全责任意识、完善档案安全治理体系、建立涉密信息识别与风险预警机制和构建国际多边联合监管的长期对话通道等新路径。With a batch of China concept stock enterprises falling into the dilemma of pre-delisting in the United States,the archives security governance of overseas listing of Chinese enterprises has become a research hotspot in such fields as archival science,information security,finance and so on.In order to safeguard China's national information security and protect the interests of overseas listing of enterprises,China has revised relevant laws and regulations.However,the introduction of the revised regulations also brings a new round of governance issues.Overseas listed enterprises still need to solve specific problems in the process of landing,such as weak awareness of responsibility for archives security,difficulties in implementing the new regulations,lack of detailed rules for archives information security,and the pending implementation of a cross-border regulatory cooperation mechanism for archives.In view of the above problems,this paper puts forward some new governance paths,such as improving the awareness of archives security responsibility of overseas listed enterprises,improving the archives security governance system,establishing a confidential information identification and risk early warning mechanism,and building a long-term dialogue channel of international multilateral joint oversight.

关 键 词：档案安全治理 企业境外上市 档案监管 

分 类 号：G271[文化科学—档案学]