空间视角下金融创新、产业结构升级与碳排放的关系研究  

The relationship between financial innovation, industrial structure upgrading and carbon emissions from a spatial perspective

作　　者：杨筱茜 蔡林美 张金锁[2] YANG Xiaoxi;CAI Linmei;ZHANG Jinsuo(College of Management,Xi’an University of Science and Technology,Xi’an 710054,China;School of Economics and Management,Yan’an University,Yan’an 716000,China;College of Energy Science and Engineering,Xi’an University of Science and Technology,Xi’an 710054,China)

机构地区：[1]西安科技大学管理学院,陕西西安710054 [2]延安大学经济与管理学院,陕西延安716000 [3]西安科技大学能源学院,陕西西安710054

出　　处：《西安科技大学学报》2022年第4期791-799,共9页Journal of Xi’an University of Science and Technology

基　　金：国家自然科学基金项目(71273206);陕西省哲学社会科学重大理论与现实问题重点智库项目(2021ZD0998);陕西省教育厅科研计划项目(19JK0944)。

摘　　要：金融创新和产业结构升级是影响碳排放的重要因素,厘清三者之间的相互作用关系对中国实现“双碳”目标具有重要意义。利用中国2008—2019年30个省份的面板数据,在采用因子分析法测算金融创新的基础上,构建空间杜宾模型和中介效应模型,探讨金融创新、产业结构升级与碳排放之间的关系。结果表明:中国30个省份碳排放总体呈现“北高南低”的空间格局,金融创新、产业结构升级和碳排放均具有空间集聚效应;金融创新和产业结构升级能够有效降低当地的碳排放,且金融创新对碳排放的抑制作用具有显著的空间溢出效应;金融创新对当地与相邻地区的产业结构升级具有显著的正向影响,可以通过产业结构升级间接降低碳排放。因此各地应加快金融创新步伐,加强金融创新合作,助推产业结构升级,促进邻近省份联动实现碳减排。Financial innovation and industrial structure upgrading are important factors affecting carbon emissions, and it is important to clarify the interactions between them to achieve the “double-carbon” goal in China.Based on the panel data of 30 provinces in China from 2008 to 2019,therefore, a spatial Durbin model and a mediating effect model were constructed to explore the relationship between financial innovation, industrial structure upgrading and carbon emissions by using factor analysis to evaluate the financial innovation.The results show that the overall spatial pattern of carbon emissions in 30 provinces in China is “higher in the north and lower in the south”,and financial innovation, industrial structure upgrading and carbon emissions have spatial clustering effects.Financial innovation and industrial structure upgrading can effectively reduce carbon emissions in a region, and the suppressive effect of financial innovation on carbon emissions has a significant spatial spillover impact.Financial innovation has a significant positive influence on the industrial structure upgrading of a region and its neighboring regions, and financial innovation can indirectly reduce carbon emissions through industrial structure upgrading.Each province, accordingly, should speed up the pace of financial innovation, strengthen the cooperation of financial innovation, boost the upgrading of industrial structure, and promote the linkage of neighboring provinces to achieve carbon emission reduction.

关 键 词：金融创新 产业结构升级 碳排放 空间杜宾模型 中介效应 

分 类 号：F823[经济管理—财政学] X321[环境科学与工程—环境工程]