国企混改提升企业战略绩效路径研究——双元创新理论下的双案例分析  

Research on the path of improving strategic performance of state-owned enterprises through "mixed reform" and integration: A comparative analysis of two cases from the perspective of dual innovation theory

作　　者：颉茂华[1] 王娇[2] 刘铁鑫 Xie Maohua;Wang Jiao;Liu Tiexin(School of Economics and Management,Inner Mongolia University,Hohhot 010021,Inner Mongolia,China;School of Accounting,Capital University of Economics and Business,Beijing 100070,China)

机构地区：[1]内蒙古大学经济管理学院,内蒙古呼和浩特010021 [2]首都经济贸易大学会计学院,北京100070

出　　处：《科研管理》2022年第10期99-115,共17页Science Research Management

基　　金：国家自然科学基金项目(71840017);内蒙古自治区哲学社会科学规划项目(2020NDA001);内蒙古统计科学研究项目(TJXHKT202011)。

摘　　要：国企混改整合的主要目标是改善国有企业资本结构,培养有竞争力和创新力的治理体系,进而有效提升国企运行效率。然而,现有理论研究表明,国企混改整合是否能提升国企运行效率与绩效,还未形成一致的结论。以创新方式为视角,基于双元创新理论,采用双案例对比研究方法,探讨处在不同的混改整合阶段下创新方式对战略绩效的影响路径与机理。研究发现:在混改整合准备阶段,利用式创新更有利于提升企业战略绩效;而在混改整合优化阶段,探索式创新更有利于提升企业战略绩效。研究结论不仅解释了理论界对国企混改经济结果现象的争议,建立了国企混改整合中不同创新方式对企业战略绩效影响路径的理论框架,而且拓展了双元创新理论在管理学中应用的边界范围,为混改企业提升战略绩效提供了理论指导。The main goal of the reform and integration of state-owned enterprises is to improve the capital structure of state-owned enterprises, cultivate a competitive and innovative governance system, and effectively improve the operational efficiency of state-owned enterprises. However, the existing theoretical research shows that there is no consistent conclusion on whether the integration of state-owned enterprises can improve the operational efficiency and performance of state-owned enterprises. From the perspective of innovation mode, and based on the theory of dual innovation and the method of dual case comparison, this paper discusses the influence path and mechanism of innovation mode on strategic performance in different stages of mixed reform and integration. It is found that in the preparation stage of mixed reform and integration, the utilization innovation is more beneficial to improve the strategic performance of enterprises. While, in the stage optimization of mixed reform and integration, innovation is more conducive to improving the strategic performance of enterprises. To be specific, in the preparation stage of mixed reform and integration, enterprises can improve the industrial structure, advance the operation efficiency, increase production capacity, explore problems of existing technologies, raise product qualification rate and improve internal processes through utilization innovation, actively enhance the enthusiasm of employees, provide customers with quality products, so that this can escalate the number of existing customer groups and the level of customer satisfaction, gradually expand the market share, constantly increase the return on equity, thus improving the overall strategic performance. However, in this stage, enterprises, by using the exploratory innovation modes, usually spend a large amount of capital to expand the scale of production lines, and new technologies are not mature and the control over product quality is neglected. As a result, a large amount of capital is invested in new

关 键 词：国有企业 探索式创新 利用式创新 案例研究 

分 类 号：F406.3[经济管理—产业经济]