“卡脖子”关键核心技术两阶段漏斗式甄选模型构建及应用研究  

Research on the Construction and Application of Two-Stage Funnel Selection Model for"Neck-Jamming"Key Core Technologies

作　　者：江瑶 陈旭 胡斌[1] Jiang Yao;Chen Xu;Hu Bin(School of Management,Shanghai University of Engineering Science,Shanghai 201620;School of Economics&Management,Shanghai Institute of Technology,Shanghai 201418)

机构地区：[1]上海工程技术大学管理学院,上海201620 [2]上海应用技术大学经济与管理学院,上海201418

出　　处：《情报杂志》2023年第3期94-101,共8页Journal of Intelligence

基　　金：国家自然科学基金项目“数字文化产业创新生态系统价值共创研究:动因、机制与演化”(编号:72104137);上海市青年科技英才扬帆计划项目“上海融合性数字产业‘卡脖子’技术甄选机制与攻关路径研究”(编号:21YF1415900)研究成果之一。

摘　　要：[研究目的]突破“卡脖子”关键核心技术可以为国家实现科技自立自强提供支撑,通过设计具有普适性和可操作性强的技术甄选方法,能够为中国科技创新领域破解“卡脖子”问题提供理论依据。[研究方法]基于“卡脖子”关键核心技术与关键核心技术的隶属关系,构建出“卡脖子”关键核心技术两阶段漏斗式甄选模型,首先从前沿技术性、复杂创新性、国家战略性三个维度识别出关键核心技术,再基于区位熵模型的设计思想,从垄断依赖性和难以攻克性两个方面构建技术区位熵指数,筛选出其中的“卡脖子”关键核心技术。[研究结论]以全球人工智能产业2000-2021年专利数据为样本,甄选出中国31项“卡脖子”关键核心技术,研究结果符合目前产业技术发展现状,说明提出的“卡脖子”关键核心技术两阶段漏斗式甄选模型具有一定的科学性和实用性,可为国家相关部门、高校、科研机构以及企业提供方法借鉴。[Research purpose]The breakthrough of"neck-jamming"key core technology contributes to scientific and technological self-reliance and self-improvement.This paper aims to provide a theoretical basis for China to crack the"neck-jamming"problem in the field of scientific and technological innovation,through design a universal and operable technology selection method.[Research method]Based on the affiliation of"neck-jamming"key core technology and key core technology,this paper constructs a two-stage funnel selection model for"neck-jamming"key core technologies,which identify key core technologies from three dimensions─frontier technology,complex innovation and national strategy.And then,we construct a technology location entropy index,based on the idea of location entropy index,to screen out the"neck-jamming"key core technologies,from two aspects of monopoly dependence and difficulty to overcome.[Research conclusion]This paper selects 31"neck-jamming"key core technologies in China with the global artificial intelligence industry patent data from 2000-2021.The results are consistent with the current status of industrial technology development,which confirms that the two-stage funnel selection model for"neck-jamming"key core technologies is scientific and practical.It provides a methodological reference for relevant national departments,universities,research institutions and enterprises.

关 键 词：“卡脖子”关键核心技术 两阶段漏斗式甄选模型 专利数据 技术识别 技术区位熵指数 人工智能 

分 类 号：G353.1[文化科学—情报学]