中国非法证券活动的发展演变、高发原因与法律规制  

The Development, Evolution, Causes of High Incidence and Legal Regulation of Illegal Securities Activities in China

作　　者：姚林[1,2] Yao Lin(Editorial Department of College Journal,Beijing Police College,Beijing 102202,China;Xicheng Branch of Beijing Municipal Public Security Bureau,Beijing 100740,China)

机构地区：[1]北京警察学院学报编辑部,北京102202 [2]北京市公安局西城分局德外派出所,北京100740

出　　处：《政法学刊》2023年第1期76-83,共8页Journal of Political Science and Law

摘　　要：非法证券活动破坏证券市场秩序,损害投资者利益,增加金融市场风险。中国非法证券活动具有中国特色社会主义证券市场发展的阶段性、时空交织和高科技、信息化特征。高收益低风险、处罚震慑力不足、法律体系衔接不畅、执法司法力量薄弱和从业人员法律意识淡薄是非法证券活动高发的主要原因。完善中国非法证券活动的法律规制体系应当加强科学立法和适时修改,强化行政与刑事法律法规的立法衔接、执法衔接,加强证券市场执法队伍建设和法律的贯彻执行落实,切实增强法律的惩罚力、威慑力。Illegal securities activities disrupt the securities market order, damage the interests of investors and increase financial market risks. China’s illegal securities activities have the characteristics of stage, time and space, hightech and informatization of the development of the socialist securities market with Chinese characteristics. High returns and low risks, insufficient punishment and deterrence, poor connection of legal systems, weak law enforcement and judicial power, and weak legal awareness of practitioners are the main reasons for the high incidence of illegal securities activities. To improve the legal regulation system of China’s illegal securities activities, we should strengthen scientific legislation and timely revision, strengthen the convergence of legislation and law enforcement between administrative and criminal laws and regulations, and accelerate the construction of law enforcement teams and the implementation of laws in the securities market to effectively enhance the punitive and deterrent power of the law.

关 键 词：非法证券活动 发展演变 高发原因 法律规制 

分 类 号：D924[政治法律—刑法学]