东道国禀赋、本地创新与OFDI逆向技术溢出效应  

Host Country Endowment,Local Innovation and OFDI Reverse Technology Spillover Effect

作　　者：宋瑛 杨露 王亚飞[3] SONG Ying;YANG Lu;WANG Ya-fei(School of Business Administration,Dongbei University of Finance and Economics,Dalian 116025,Liaoning,China;Research Center for Economy of Upper Reaches of the Yangtse River,Chongqing Technology and Business University,Chongqing 400067,China;School of Economics and Management,Chongqing Normal University,Chongqing 401331,China)

机构地区：[1]东北财经大学工商管理学院,辽宁大连1160251 [2]重庆工商大学长江上游经济研究中心,重庆400067 [3]重庆师范大学经济与管理学院,重庆401331

出　　处：《西部论坛》2023年第1期94-107,共14页West Forum

基　　金：国家社会科学基金重大项目(18ZDA058);重庆市技术预见与制度创新专项项目(CSTB2022TFII-OIX0041);重庆市教育委员会人文社会科学类研究项目(22SKGH191);重庆工商大学长江上游经济研究中心商贸流通团队项目(CJSYTD201701)。

摘　　要：利用对外直接投资(OFDI)形成的逆向技术溢出推动国内经济高质量发展是实现国内国际双循环相互促进的重要路径。以30个省份为样本地区、45个“一带一路”沿线国家为样本东道国,采用2008—2020年面板数据,分析OFDI逆向技术溢出对地区制造业全要素生产率(GTFP)的影响,并从技术差距、技术差异和技术吸收能力角度探讨OFDI逆向技术溢出效应的产生机制和异质性表现,结果发现:OFDI逆向技术溢出的增加可以显著促进地区制造业GTFP(包括绿色技术进步和绿色技术效率)提升;相比对自然资源充裕型东道国OFDI,对技术充裕型东道国OFDI能够产生更强的逆向技术溢出效应,但对市场充裕型东道国OFDI的逆向技术溢出与地区制造业GTFP负相关;OFDI逆向技术溢出效应在东、中、西部地区表现出依次增强的趋势,表明技术差距的缩小会减弱OFDI逆向技术溢出效应;高新技术行业的OFDI逆向技术溢出效应显著,而传统行业的OFDI逆向技术溢出效应不显著,表明技术差异的扩大会增强OFDI逆向技术溢出效应;地区研发强度和创新能力对OFDI逆向技术溢出效应具有正向调节作用,表明本地技术吸收能力增强可以强化OFDI逆向技术溢出效应。因此,应采取差异化的国际投资策略以更好地利用OFDI逆向技术溢出效应来促进高质量发展。Making full use of reverse technology spillover from foreign direct investment(OFDI)to promote high-quality development of domestic economy is an important path to realize the mutual promotion of domestic and international double cycles.The spillover effect of OFDI reverse technology is reflected in many fields and layers.The improvement of green total factor productivity(GTFP)in manufacturing is the key to promote the high-quality development of regional economy.However,the existing literature lacks in-depth research on the relationship between OFDI reverse technology spillover and GTFP in manufacturing.This paper argues that OFDI can promote its GTFP improvement by using the innovation resources of the host country to form reverse technology spillover,and further promote the GTFP improvement of other enterprises through the local technology spillover effect and economic correlation,and finally produce the GTFP enhancement effect of regional manufacturing industry.This effect is influenced by factors such as factor endowment of host country,technology absorption capacity of home country,technological gap and technological difference between home country and host country.With 30 provinces as sample regions and 45 countries along the Belt and Road as sample host countries,the analysis of panel data from 2008 to 2020 shows that the increase of OFDI reverse technology spillover can significantly promote the improvement of GTFP(including green technology progress and green technology efficiency)in regional manufacturing industry.The reverse technology spillover effect of OFDI in technology-oriented host countries with technological advantages is stronger than that in resource-oriented host countries with natural resources advantages.However,reverse technology spillover of OFDI in market-oriented host countries with market advantages is negatively correlated with GTFP of regional manufacturing industry.The positive impact of OFDI reverse technology spillover on GTFP of regional manufacturing industries in the eastern,

关 键 词：对外直接投资 逆向技术溢出效应 要素禀赋 技术差距 技术差异 技术吸收能力 

分 类 号：F831.7[经济管理—金融学] F427