广东省事业单位性质新型研发机构运营风险的识别与防范  

Identification and Prevention of Operational Risks of New R&D Institutions with Public Institution Nature in Guangdong Province

作　　者：陈雪[1,2] 宋晓阳[3] Chen Xue;Song Xiaoyang(Guangdong Institute of Science and Technology Information,Guangzhou 510033,China;South China University of Technology,Guangzhou 510641,China;Guangdong Science Center,Guangzhou 510006,China)

机构地区：[1]广东省科学技术情报研究所,广东广州510033 [2]华南理工大学,广东广州510641 [3]广东科学中心,广东广州510006

出　　处：《科技管理研究》2023年第6期123-128,共6页Science and Technology Management Research

基　　金：广东省自然科学基金面上项目“基于互惠偏好的多主体共建新型研发机构在‘持大股’改革中协同机制研究”(2022A1515011691);国家重点研发计划项目“新型研发机构创新服务平台技术研发与应用”(2021YFF0901101)。

摘　　要：相比企业性质、民办非企业性质的新型研发机构,事业单位性质新型研发机构面临更多的风险点,但尚缺乏运用企业风险管理理论与相关实践成果对其建设运营风险进行深入研究。基于企业风险管理理论,通过调研总结广东省事业单位性质新型研发机构的运营特点发现,在企业化管理运作机制下,事业单位性质新型研发机构在顶层设计、理事会架构、事业单位企业化运营、内控管理等方面存在风险点,并有针对性地提出风险防范建议,包括明确功能定位、细化共建期任务目标,完善内部监管制度,加强对共建期机构做好指导、引导、考核工作,引导其规范管理资产,提高风控意识,营造良好的外部发展环境等,以期为提升事业单位性质新型研发机构的创新效能、可持续健康发展提供参考。Compared with the corporate and private non-enterprise new RD institutions,the RD institutions with public institution nature face more risks,but there is a lack of in-depth research on their construction and operation risks by using enterprise risk management theory and related practical results.Based on enterprise risk management theory,this paper summa-rizes the operational characteristics of new RD institutions with public institution nature in Guangdong province,finds that there are risk points in the top-level design,board structure,enterprise operation and internal control management under the enterprise management oper-ation mechanism,and puts forward targeted risk prevention suggestions,including clarifying the functional positioning,refining the tasks and objectives of the coconstruction period,im-proving the internal control system,and strengthening the internal control system.objectives,improve the internal supervision system,strengthen the guidance,guidance and assessment work for the institutions in the co-construction period,guide them to manage their assets in a standardized manner,improve the awareness of risk control,create a good external develop-ment environment,etc.,in order to enhance innovation effectiveness of new RD institutions with public institution nature,and promote their sustainable and healthy development.

关 键 词：事业单位性质新型研发机构 风险管理 企业化运营 广东 

分 类 号：G311[文化科学] G301