科研机构专利分级分类管理体系的设计构建  

Design and Construction of Patent Classification and Hierarchical Management System of Scientific Research Institutions

作　　者：滕启治 董晶[2] 姚海琴 刘发兰 Teng Qizhi;Dong Jing;Yao Haiqin;Liu Falan(Aerospace Information Research Institute,Chinese Academy of Sciences,Beijing 100094,China;Patent Office of China National Intellectual Property Administration,Beijing 100088,China)

机构地区：[1]中国科学院空天信息创新研究院,北京100094 [2]国家知识产权局专利局,北京100088

出　　处：《科技管理研究》2023年第6期177-183,共7页Science and Technology Management Research

摘　　要：立足于现阶段我国科研机构专利管理存在高价值知识产权数量不多、储备不足,主要采取无差别管理方式和研发成果与市场需求脱节、产业转化率低等突出问题,探索建立一套符合科研机构知识产权发展阶段、体现其自身特点的专利管理体系,为科研机构开展全生命周期专利管理和决策提供参考。改进以往过多依赖客观数据和主观评价不足,遵循实用性、科学性和整体性原则,关注和彰显科研机构支撑国家科技战略目标实现的功能和贡献,围绕战略、法律、技术和效益4个维度构建专利价值评价指标体系,并采用分层进阶评价方式构建专利综合价值和分项价值评价模型,按照专利申请人自评、知识产权专员进行法律价值评级、专家确定最终综合价值和等级的流程进行评价。最后知识产权管理部门基于评价结果对专利进行分级分类管理,其中分类包括划分、自评、标引,分级则运用专利综合价值和分项价值评价模型进行评价。Based on the outstanding problems of patent management in China's scientific research institutions,such as there are not many high-value intellectual property rights and insufficient reserves,mainly adopt undifferentiated management,and the research and development results are out of line with market demand and the industrial conversion rate is low,this paper aims to explore the establishment of a patent management system that conforms to the intellectual property development stage of scientific research institutions and reflects their own characteristics,providing reference for scientific research institutions to carry out full lifecycle patent management and decisionmaking.To improve the shortcomings of relying too much on objective data and subjective evaluation in the past,following the principles of practicality,scientificity,and comprehensiveness,paying attention to and highlighting the functions and contributions of scientific research institutions in supporting the achievement of national science and technology strategic goals,it constructs a specialized value evaluation index system around the four dimensions of strategy,law,technology,and efficiency,and uses a hierarchical and advanced evaluation method to construct a comprehensive value and sub item value evaluation model for patents.According to the self-assessment of patent applicants,the intellectual property specialist evaluates the process of legal value rating and experts determining the final comprehensive value and level.Finally,the intellectual property management department classifies and manages patents based on the evaluation results,among,the classification includes classification,self-evaluation,and indexing,and the grading is evaluated by using the comprehensive value and sub item value evaluation models of the patent.

关 键 词：科研机构专利管理 专利分级 专利分类 专利价值 专利评价 

分 类 号：G306[文化科学] G311G301