赋权改革背景下职务科技成果共有权行使的风险及其防控  

Risks,Prevention and Control of Exercising Co-ownership Rights of Job-related Scientific and Technological Achievements in the Context of Empowerment Reform

作　　者：宋伟[1,2] 胡蝶 葛章志[1,2] Song Wei;Hu Die;Ge Zhangzhi(School of Public affairs,University of Science and Technology of China,Hefei 230026,China;Intellectual Property Research Institute,University of Science and Technology of China,Hefei 230026,China)

机构地区：[1]中国科学技术大学公共事务学院,安徽合肥230026 [2]中国科学技术大学知识产权研究院,安徽合肥230026

出　　处：《科技管理研究》2023年第8期151-157,共7页Science and Technology Management Research

基　　金：安徽省哲学社会科学规划项目“长三角创新共同体建设中专利资助政策的再平衡及协同发展研究”(AHSKY2019D034)。

摘　　要：赋权改革背景下,科研人员取得了职务科技成果共有权,赋权式共有的特殊性使共有关系呈现派生共有、双重共有以及公私混合共有等多样态。共有关系的复杂性为科研人员、单位乃至国家带来诸多的风险,但目前少有专门针对共有权行使的风险分析与防控研究。从共有关系入手,分析职务科技成果权利行使过程中所面临六大风险,并提出事前以政策兜底、实现权属自治,事中加强协同防范、实现动态监测,事后做到利益平衡、实现责任共担的防控建议,加快建立全阶段、全流程的风险防控机制。Under the background of empowerment reform,researchers have obtained joint ownership of scientific and technological achievements.The particularity of weighted co-ownership makes the co-ownership relationship show various forms,such as derived co-ownership,dual co-ownership and public-private mixed co-ownership.The complexity of joint ownership brings many risks to researchers,institutions and even countries,but there are few risk analysis,prevention and control studies on the exercise of joint ownership.Therefore,this paper analyzes six major risks in the process of exercising the right of scientific and technological achievements from the perspective of coownership relationship,and puts forward that the establishment of a full-stage and whole-process risk prevention and control mechanism should be accelerated by taking policy as a backstop to realize ownership autonomy beforehand;strengthening coordinated prevention and realizing dynamic monitoring during the process,and balancing interests and realizing shared responsibilities after the event.

关 键 词：职务科技成果 共有权 权利行使 风险防控 

分 类 号：D922.17[政治法律—宪法学与行政法学] G301[政治法律—法学]