财政分权、产业结构升级与全要素生产率  

Research on the Impact of Fiscal Decentralization on Total Factor Productivity from the Perspective of Industrial Structure Transformation

作　　者：李惠芹 朱德贵[1] LI Hui-qin;ZHU De-gui(School of Finance and Public Management,Harbin University of Commerce,Harbin 150028,China)

机构地区：[1]哈尔滨商业大学贝财政与公共管理学院,黑龙江哈尔滨150028

出　　处：《工程管理科技前沿》2023年第3期82-89,共8页Frontiers of Science and Technology of Engineering Management

基　　金：国家社会科学基金资助项目(17BJY177);黑龙江省社会科学基金资助项目(20JYE274,21JYC239);国家社会科学基金特别委托重大项目(22@ZH006)。

摘　　要：本文基于超越对数生产函数使用随机前沿法(SFA)计算了各省市全要素生产率。在此基础上,运用2011一2020年我国30个省市的面板数据实证研究财政收入分权和支出分权对全要素生产率及其分解部分的影响。研究发现,财政收入分权对全要素生产率具有促进作用,而财政支出分权具有抑制效应;财政收入分权和财政支出分权均主要对技术进步率和规模效率具有显著影响。从传导机制来看,产业结构升级是财政分权作用于全要素生产率的重要机制。进一步利用PSTR模型研究发现,产业结构升级促使财政分权与全要素生产率之间形成了非线性关系,当产业结构升级达到一定程度时,有利于扩大财政收入分权对全要素生产率的促进作用,弱化财政支出分权的抑制作用。Based on TLP function,this paper uses SFA to calculate the total factor productivity of provinces in China.Under the result,this paper uses the panel data of 30 provinces in China from 2011 to 2020 to study the relationship between fiscal decentralization and total factor productivity.The results show that fiscal revenue decentralization has a positive effect on TFP,while fiscal expenditure decentralization holds a negative one;fiscal revenue decentralization and fiscal expenditure decentralization both have a significant impact on technological progress rate and scale efficiency.Besides,industrial structure transformation is an important mechanism for fiscal decentralization to affect TFP.Using the PSTR model,it is found that there is a nonlinear effect of industrial structure transformation.When the industrial structure transformation reaches a certain degree,it would expand the positive effect of fiscal revenue decentralization on TFP and weaken the negative effect of fiscal expenditure decentralization on TFP.

关 键 词：财政分权 全要素生产率 产业结构升级 随机前沿法 PSTR模型 

分 类 号：F812.2[经济管理—财政学]