“双碳”目标下政策激励能否提升我国新能源产业技术创新水平?——来自上中下游企业的实证检验  

Have Policy Incentives Improved the Technological Innovation Efficiency of New Energy Enterprises Under Carbon Peaking and Carbon Neutrality Goals?--An Empirical Testing from Upstream,Midstream,and Downstream Enterprises

作　　者：袁培[1] 赵娜 董志炜 YUAN Pei;ZHAO Na;DONG Zhiwei(Xinjiang University of Finance and Economics,Urumqi 830012,China)

机构地区：[1]新疆财经大学,新疆乌鲁木齐830012

出　　处：《新疆财经》2023年第5期29-40,共12页Finance & Economics of Xinjiang

基　　金：新疆财经大学科研创新团队项目“‘双碳’目标下我国新能源产业发展研究——基于全国统一大市场的思路”;新疆财经大学研究生科研创新项目“‘双碳’目标下新疆新能源产业发展的政策设计——基于市场机制行政干预的协同作用视角”(XJUFE2022K27)。

摘　　要：新能源产业对国家产业安全、能源安全具有重要意义,技术创新水平决定了新能源产业的国际竞争力。文章以2016—2021年我国沪深A股新能源上市公司为研究对象,探究政策激励能否促进新能源产业技术创新水平提升,并分析处于新能源产业链中不同位置的企业对政策激励的敏感度。研究发现:新能源产业链中的上中下游企业,其创新投入、创新产出、创新效率具有差异性;税收优惠有利于上游和中游企业技术创新,政府补贴能够激励上中下游企业加大研发投入。未来新能源产业相关政策应以创新效率为衡量标准,采用更为精准的政策手段,针对处于产业链不同位置的企业制定差异化政策。The new energy industry is of great significance for national industrial security and energy security,and the level of technological innovation determines the international competitiveness of the new energy industry.This paper takes 105 Shanghai and Shenzhen A-share new energy listed companies in China from 2016 to 2021 as the research object,analyzes whether government policies effectively promote the overall technological innovation level of the new energy industry,and explores the sensitivity of upstream,midstream and downstream enterprises to policy incentives.The results show that there are differences in innovation efficiency,innovation willingness and innovation ability in different positions of industrial development.Tax incentives favor upstream and midstream firms for technological innovation,while government subsidies encourage R&D investment for all firms.It also suggested that the future new energy industry policy should be measured by innovation efficiency,design more accurate policy means,and establish differentiated policies for different positions in the industrial chain.

关 键 词：“双碳”目标 技术创新 税收优惠 政府补贴 新能源产业 

分 类 号：F426[经济管理—产业经济]