对外直接投资、产业结构升级与绿色全要素生产率  

OFDI, Industrial Structure Upgrading and Green Total Factor Productivity

作　　者：张建 王博[2] ZHANG Jian;WANG Bo(School of Statistics,Shanxi University of Finance and Economics,Taiyuan 030006,China;Research Institute of County Economic Development,Lanzhou University,Lanzhou 730000,China)

机构地区：[1]山西财经大学统计学院,山西太原030006 [2]兰州大学县域经济发展研究院,甘肃兰州730000

出　　处：《运筹与管理》2023年第10期165-170,共6页Operations Research and Management Science

基　　金：甘肃省哲学社会科学规划项目(2021YB012);兰州大学中央高校基本科研业务费专项资金项目(561221003)。

摘　　要：本文首先运用SBM方向性距离函数与全域Malmquist-Luenberger生产率指数估算得到2004—2018年中国30个省份的绿色全要素生产率(TFP),并以此为基础构建普通面板数据模型和面板门槛模型,实证检验了OFDI与产业结构升级的绿色生产率增长效应。研究发现:OFDI显著促进了中国绿色TFP的提升,从绿色生产率的视角验证了OFDI的逆向绿色技术溢出在中国情境下真实存在,OFDI能够成为支撑新发展阶段下中国绿色TFP提升的新力量;产业结构升级显著促进了中国绿色TFP的提升;OFDI与产业结构升级的协同发展显著促进了中国绿色TFP的提升;OFDI与产业结构升级的绿色生产率增长效应因二者关系的阶段性不匹配而存在“门槛效应”。本文的研究丰富了绿色TFP的影响因素研究,为进一步理解新发展阶段下如何提升绿色TFP提供了一个新的视角。Achieving high-quality development of China’s economy has become the direction and focus of China’s current and future economic development,the key to which lies in making the past factor-driven shift to innovation-driven,and focusing on Green Total Factor Productivity(GTFP).GTFP is a comprehensive measurement based on traditional TFP,taking into account factors such as energy consumption and environmental pollution,which can more objectively and truthfully reflect economic development performance and is more in line with the contemporary concept of green development.Therefore,exploring the driving path and promotion mechanism of GTFP is crucial to achieving high-quality economic development.In recent years,under the implementation and promotion of the“going global”strategy and the“the Belt and Road”initiative policy,China’s Outward Foreign Direct Investment(OFDI)has shown a rapid growth trend.Under“New Normal”,China needs to fully release the structural dividend of factor allocation through industrial restructuring,and focus on promoting supply side structural reform to achieve the improvement of GTFP.There is a two-way interaction relationship between OFDI and industrial structure upgrading.OFDI drives the upgrading of domestic industrial structure,and the optimization and upgrading of domestic industrial structure also help multinational enterprises to“go global”for overseas investment and further improve the level of OFDI.Thus,this paper analyzes the relationship among OFDI,industrial structure upgrading and GTFP,and tries to find OFDI strategies and industrial structure adjustment policies to promote domestic green transformation from this relationship,and the synergistic development of OFDI and industrial structure upgrading,which has important theoretical and practical value for achieving high-quality economic development in China.Through combing the literature,it is found that there is a complex relationship among OFDI,industrial structure upgrading,and TFP(GTFP).However,the current

关 键 词：对外直接投资 产业结构升级 绿色全要素生产率 

分 类 号：F125[经济管理—世界经济]