上市公司股票司法处置的规则梳理、实践探索与制度构建  

Rule sorting,Practical Exploration,and Institutional Construc tion of Judicial Disposal of Listed Company Stocks

作　　者：刘海伟 金殿军 Liu Haiwei;Jin Dianjun

机构地区：[1]最高人民法院办公厅 [2]上海金融法院执行局

出　　处：《中国应用法学》2023年第6期127-138,共12页China Journal of Applied Jurisprudence

摘　　要：股票目前已经成为人民法院一项重要的执行标的。相较于其他财产,股票作为金融资产具有一定的特殊性,加之法律适用规则不统一,给执行实践带来混乱,各地做法不一。最高人民法院目前正在制定专门司法解释。实务界对此问题尤为关注。本文在梳理并评析相关司法解释、规范性文件和各地实践探索的基础上,从应然层面提出了具体的制度构建,包括处置方式、处置规则等,以便为正在制定的司法解释提供相应的参考。Stocks have become an important object of civil execution for people's courts at present.Due to its unique nature compared to other properties,coupled with inconsistent legal application rules,it brings confusion to enforcement practices,resulting in varying practices in different regions.The Enforcement Bureau of the Supreme People's Court is currently formulating specialized judicial interpretations.The practical department is particularly concerned about this issue.On the basis of reviewing and analyzing relevant judicial interpretations,normative documents,and practical explorations in various regions,this article proposes specific institutional construction from the perspective of necessity,including disposal methods,disposal rules,etc.,in order to provide corresponding references for the judicial interpretations being formulated.

关 键 词：上市公司股票 执行标的 司法处置 制度建构 

分 类 号：D922.291.91[政治法律—经济法学] D925.1[政治法律—法学]