科研机构创新环境治理过程研究——基于多重螺旋视角的多案例分析  

Research on the governance process of innovation environment of scientific research institutions:Multi-cases study from the perspective of multiple spirals

作　　者：韩凤芹 索朗杰措 陈亚平 HAN Feng-qin;Suoangjiecuo;CHEN Ya-ping(Chinese Academy of Fiscal Sciences,Beijing 100142,China)

机构地区：[1]中国财政科学研究院,北京100142

出　　处：《科学学研究》2023年第11期2016-2026,共11页Studies in Science of Science

基　　金：国家社会科学基金资助项目(22VRC109);国家自然科学基金资助项目(72341006)。

摘　　要：营造良好创新环境对于提升科研机构创新能力具有重要意义。当前,我国科研机构创新环境存在开放合作性不足、行政化管理特征突出、分类管理不到位等问题,阻碍了机构创新能力的有效提升。鉴于此,本文以政府、市场和社会构成的三重外部环境以及科研机构内部环境为核心螺旋,遵循“要素→要素流→局部创新治理环境→整体创新治理环境”过程设计了多重螺旋视角下的科研机构创新环境治理分析架构,对6个国际典型案例的创新环境治理实践运用扎根理论数据处理程序进行探索性研究。根据研究发现提炼出科研机构创新环境治理的关键过程要素,进而构建了科研机构创新环境局部螺旋化到整体螺旋化的治理过程理论。最后,提出加强外部制度创新、提升内部人力资本地位、完善内外部协同绩效评价体系建设的对策建议,为推动我国科研机构创新环境实现高效治理提供了决策依据。the key process elements of innovation environment governance of scientific research institutions,and then constructs the"governance process theory of local spiral to overall spiral of innovation environment of scientific research institutions".The third part is"Conclu-sions and Suggestions".Combined with the problems exposed in the development process of the innovation environment of scientific re-search institutions and the theory of the designed governance process,this paper puts forward three countermeasures and suggestions,which are:(1)Strengthen institutional innovation and improve the stability of the external spiral environment;(2)Promote the posi-tion of human capital and optimize the internal spiral resource allocation mode;(3)Improve the performance evaluation system,and improve the long-term mechanism of internal and external spiral environment incentive compatibility.These three suggestions provide decision-making basis for promoting the efficient governance of innovation environment of scientific research institutions in China.

关 键 词：科研机构 创新环境治理过程 多重螺旋 协同治理 分类管理 

分 类 号：F124.3[经济管理—世界经济] G301[文化科学]