知识产权政策如何提升国家创新能力?——基于政策工具的组态分析  

How the intellectual property policies enhance the innovation capacity of China?——A configuration analysis based on IP policy tools

作　　者：林德明[1] 罗宇晴 刘文斌 LIN De-ming;LUO Yu-qing;LIU Wen-bin(Institute of Science Studies and S&T Management,Dalian University of Technology,Dalian 116023,China;Beijing Normal University-Hong Kong Baptist University United International College,Zhuhai 519087;Beijing Normal University,Zhuhai 519087,China)

机构地区：[1]大连理工大学科学学与科技管理研究所,辽宁大连116023 [2]北京师范大学-香港浸会大学联合国际学院,广东珠海519087 [3]北京师范大学,广东珠海519087

出　　处：《科学学研究》2023年第12期2193-2203,共11页Studies in Science of Science

基　　金：国家自然科学基金面上项目(12171042);国家社会科学基金重大项目(20&ZD074);广东省高校重点平台和科研项目(2020ZDZX3067)。

摘　　要：知识产权政策的有效运用是提升国家创新能力的关键因素。运用政策工具分析方法和QCA分析方法,对2009-2022年我国知识产权政策工具进行实证分析,探究不同类型知识产权政策工具提升我国创新能力的多元路径。结果表明:整体上我国更注重使用管理型和保护型知识产权政策工具,而创造型和运用型应用较少;知识产权政策工具在提升我国创新能力时存在多重并发效应,具体的组态解包括创新激励型、政府主导型、运用促进型和协同保护型,其中驱动高质量知识产权创造并施以严格的政策保护是主要的国家创新推动力;我国在实施知识产权战略时存在着部分管理型政策工具的失灵,并且管理型政策工具的使用不当可能会抑制运用型政策工具发挥作用。The efficiency of Intellectual Property(IP)policies is one of the essential impetuses in enhancing national innovation capa-bilities.The policy tool method and qualitative comparative analysis(QCA)method are applied to empirically analyze Chinas IP policy tools in the period from 2009 to 2022,to explore the multiple paths that IP policy tools improve Chinas innovation capability.The re-sults implicate that China focuses more on the use of management-based and protection-based IP policy tools overall,and less on the application of creation-based and application-based ones;there are multiple concurrent effects of IP policy tools in enhancing China s innovation capacity,further the configuration solutions of QCA are innovation-incentive,government-leading,application-promo-ting and collaborative-protection,among which driving high-quality IP creation under the strict protection is the main force boosting the innovation capacity;some management-based policy tools are unstuck,then the impertinent utilization of management-based pol-icy tools may inhibit the effectiveness of application-based policy tools.

关 键 词：知识产权 政策工具 创新能力 组态分析 QCA 

分 类 号：C301[社会学]