国际技术标准形成机制研究:华为Polar码案例分析  

The Formation Mechanism of International Technical Standards:A Case Study of Huawei Polar Code

作　　者：崔维军 陈玉琪[1] Cui Weijun;Chen Yuqi(School of Business,Nanjing University of Information Science&Technology;China Institute of Manufacturing Development,Nanjing University of Information Science&Technology,Nanjing 210044,China)

机构地区：[1]南京信息工程大学商学院 [2]南京信息工程大学中国制造业发展研究院,江苏南京210044

出　　处：《科技进步与对策》2024年第1期137-148,共12页Science & Technology Progress and Policy

基　　金：国家自然科学基金青年基金项目(72102061)。

摘　　要：国际技术标准对于市场竞争规则制定至关重要。基于3GPP RAN1会议标准提案数据,对华为公司Polar码国际标准形成过程进行案例分析。结果发现:(1) Polar码专利通过“技术优化—地域扩散”组合方式布局;(2)Polar码技术标准遵循“需求导向—集成创新—增益观察—闭环反馈”的持续性循环演化规律;(3)Polar码技术标准与专利具有相互促进的协同性。从微观视角揭示华为公司将理论转化为国际技术标准的过程,对于促进我国企业技术标准国际化、推进国际技术标准与专利融合发展具有重要意义。,rights area,priority and other information.After classification and sorting,the layout process of Polar-code related patents is clarified.Second,the data of the 3GPP RAN1 standard meeting proposal and Huawei's annual reports are combined with the standard development of Huawei's milestone events.This study lays the groundwork for further analysis of the relationship between standards and patents;and it then extracts 2016—2020 from the standards conference proposal.The content of the proposal during the year,that is,the twelve standard meetings of 3GPP RAN1#85—#104e are sorted out to analyze the subject,content,quantity,status,etc.Thus the study provides a deeper understanding and exploration of the formation law of technical standards.By sorting out the existing data and comparing them with the literature on the formation mechanism of other technical standards,this study finds that the research direction of technology patents of enterprises does not come out of thin air,and patents and technologies cannot be separated from academic papers or theories.In the search for the standardization path,the research perspective should not only be placed on the patents and technologies at the front end of the technical standards,but should be moved one step further to the sources of technical research related to patents.Without relevant theoretical support,the research and breakthrough direction of technology will be a major obstacle for the development of standardization.Therefore,the basic theoretical research and preparation before the transformation of technology into patents cannot be ignored.This study starts from the research of a basic theory such as academic papers and goes deep into the theory which becomes a technical standard,as well as the coordinated development model of standards and patents.Furthermore it focuses on the layout of academic papers converted to patents,the law of standard development,and whether standards and patents have a dynamic mode of coordinated development.Therefore,this paper first

关 键 词：国际技术标准 标准必要专利 专利组合 知识产权 

分 类 号：G307[文化科学]