人工智能时代操纵证券、期货市场罪风险防范路径  

Risk Prevention Path of the Manipulating Securities and Futures Markets Crime in the Era of Artificial Intelligence

作　　者：费艳颖[1] 单文静 FEI Yanying;SHAN Wenjing(School of Public Administration and Policy,Dalian University of Technology,Dalian Liaoning 116024,China)

机构地区：[1]大连理工大学公共管理学院,辽宁大连116024

出　　处：《辽宁警察学院学报》2024年第1期47-53,共7页Journal of Liaoning Police College

基　　金：2021年辽宁省社会科学规划基金项目重点项目“辽宁人工智能产业发展的法治保障研究”(L21AFX002)。

摘　　要：人工智能依托发达的神经网络可进行深度学习,有望推动金融领域变革。人工智能时代操纵证券、期货市场罪的本质为滥用优势,非法控制市场。人工智能时代操纵证券、期货市场犯罪风险加剧,须明确“滥用”的判断余地、适时引入市场准入机制,重建操纵证券、期货市场罪的行为类型体系,考虑增加“滥用技术优势型”操纵市场行为,以期防范犯罪风险,充分发挥人工智能的技术优势,维护证券、期货市场正常的运行机制。Artificial intelligence relies on developed neural networks to carry out deep learning,which is expected to promote changes in the financial sector.In the era of artificial intelligence,the essence of the crime of manipulating the securities and futures markets is to abuse advantages and illegally control the market,and the risk of crime has intensified.It is necessary to clarify the judgment margin of“abuse”,timely introduce market access mechanisms,rebuild the type system of behavior of manipulating securities and futures markets,and consider adding the“abuse of technological advantage”market manipulation behavior,in order to prevent criminal risks,give full play to the technical advantages of artificial intelligence,and maintain the normal operation mechanism of the securities and futures market.

关 键 词：人工智能时代 操纵证券、期货市场罪 风险防范 滥用优势地位 

分 类 号：D924.33[政治法律—刑法学]