金融应急管理程序法治论  

On the Rule of Law in Financial Emergency Management Procedure

作　　者：刘辉 LIU Hui(Law School,Hunan University,Changsha 410082,China)

机构地区：[1]湖南大学法学院,湖南长沙410082

出　　处：《湖南大学学报（社会科学版）》2024年第1期119-126,共8页Journal of Hunan University(Social Sciences)

基　　金：司法部法治建设与法学理论研究部级科研项目:重大突发事件中金融应急管理法治保障研究(20SFB3019)。

摘　　要：重大突发事件的爆发对金融机构和金融体系带来的重创可能造成系统性风险。通过金融应急管理权来实施紧急状态的金融治理是各国监管当局的共识。金融应急管理权具有应急性、管理主体的多元性和权力扩张的天然性,这决定了必须通过程序法治对其实施规范治理。金融应急管理程序法治的构建须坚持合法性原则、协同应急原则、保护金融消费者合法权益原则和保持透明度原则,围绕金融应急管理的启动、运行和退出程序展开具体的法律制度设计。The outbreak of significant emergencies may cause systemic risks to financial institutions and the financial system.It is the consensus of the financial regulatory authorities of all countries to implement the financial governance of emergency through the financial emergency management power.The financial emergency management power has the characteristics of emergency response,the diversity of management subjects and the nature of power expansion,which determines that it must be regulated through procedural law.The construction of the Rule of Law in the financial emergency management procedure must adhere to the principle of legality,that coordinated emergency response,that of protecting the legitimate rights and interests of financial consumers and the that of maintaining transparency,and carry out specific legal system design around the start,operation and exit procedures of the financial emergency management.

关 键 词：重大突发事件 金融应急管理权 程序法治 

分 类 号：DF438[政治法律—经济法学] D922.28[政治法律—法学]