扩大金融领域制度型开放的运行机理、现实风险和实施路径  

The Operation Mechanism,Real Risks,and Implementation Paths of Expanding Institutional Opening-up in the Financial Sector

作　　者：刘凌[1,2] 黄建忠[3] 汪建新[3] LIU Ling;HUANG Jianzhong;WANG Jianxin(Shanghai University of International Business and Economics)

机构地区：[1]上海对外经贸大学金融管理学院 [2]复旦大学 [3]上海对外经贸大学国际经贸学院

出　　处：《国际贸易》2024年第1期77-86,共10页Intertrade

基　　金：国家社科基金项目“推进金融领域制度型开放的目标、机理和路径选择”(23BJY264)的阶段性成果。

摘　　要：扩大金融领域制度型开放是开放型经济发展的必然要求,是实现国民经济高质量发展和中国式现代化的重要保证。以习近平新时代中国特色社会主义思想为指导,结合数字科技产业发展与中国积极加入CPTPP、DEPA的趋势要求,以国际高标准规则和中国金融开放的问题为导向,厘清金融领域制度型开放的瓶颈和基于RTA规则的差距,从金融服务业务、金融市场和资本账户等领域分析扩大金融领域制度型开放的运行机理和现实风险,并在此基础上提出金融领域制度型开放有序扩大的长中短期目标、实施路径、战略规划和方案设计。文章的研究为中国克服金融开放瓶颈,推进“金融深化”,建设金融强国,建立和完善中国特色的自主性开放型金融理论知识体系提供有益贡献。Promoting the opening-up of the financial system is an inevitable requirement for the development of an open economy,and an important guarantee for achieving high-quality development of the national economy and Chinese path to modernization.Guided by Xi Jinping Thought on Socialism with Chinese Characteristics for a New Era,combined with the development of the digital technology industry and the trend of CPTPP and DEPA,with the guidance of international high-standard rules and the problems of China's financial opening-up,the essay clarifies the bottleneck of institutional opening-up in the financial field and the gap with RTA rules,analyzes the operation mechanism and real risks of the financial opening-up from the areas of financial services business,financial markets and capital accounts.Based on this,it proposes the long-,medium-and short-term goals,path selection,strategic planning,and solution design for the orderly expansion of financial opening-up.This study provides valuable contributions for China to overcome the bottleneck of financial opening-up,promote“financial deepening”,build a strong financial country,establish and improve a theoretical knowledge system of independent and open finance with Chinese characteristics.

关 键 词：制度型开放 金融开放 高水平对外开放 资本账户开放 

分 类 号：F832[经济管理—金融学]