论强制调解于“一带一路”投资争端解决的适用  

Application of Mandatory Mediation to the Investment Dispute Settlement under the Belt and Road Initiative

作　　者：牛哲莉[1] NIU Zheli(College of Humanities and Law,Shandong University of Science and Technology,Qingdao,Shandong 266590,China)

机构地区：[1]山东科技大学文法学院,山东青岛266590

出　　处：《山东科技大学学报（社会科学版）》2024年第1期54-63,78,共11页Journal of Shandong University of Science and Technology(Social Sciences)

基　　金：青岛市哲学社会科学规划项目(QDSKL2201141)。

摘　　要：“一带一路”倡议实施十年间,沿线国直接投资数额显著增加、投资结构持续多元化,但也有若干项目由于投资者和当地政府矛盾而被迫中断。“一带一路”是和平之路、合作共赢之路,可以效仿国内法中的强制调解制度,通过引入程序上的强制性来扩大调解在投资者-东道国投资争端解决中的适用,发挥其比投资仲裁更为经济、灵活、有助于合作关系修复的优势。强制调解制度并不会改变调解作为ADR自愿性的本质特征,和解协议的达成仍取决于双方同意。“一带一路”投资争端解决引入强制调解制度时,应该选择适当的路径,明确适用范围,综合考虑磋商、仲裁、东道国法院诉讼等其他争端解决方式的优劣,通过程序规则衔接,着眼于一整套高效、灵活争端解决机制的构建。During the ten years of implementation of the Belt and Road Initiative,despite the significantly increasing amount of FDI and the continuously diversified investment structure,there are also some joint projects that have been interrupted due to conflicts between the investors and the local governments.As the Belt and Road Initiative paves a path towards peace and win-win cooperation,it may be possible to emulate mandatory mediation practices from domestic laws and encourage the use of mandatory mediation in resolving investor-state disputes.Mandatory mediation,more economical,flexible and helpful for repairing cooperative relations,will highlight the advantages of mediation over investment arbitration.However,mandatory mediation does not alter its essentially voluntary nature.As one of the ADRs,its settlement agreements still depend on the consent of both parties.When considering mandatory mediation for resolving investment disputes within the Belt and Road Initiative,it is supposed to choose an appropriate approach,clarify the scope of application,and establish a set of efficient and flexible dispute settlement mechanisms through procedural rules.This should be done while weighing the advantages and disadvantages of alternative dispute settlement methods,including consultation,arbitration,and litigation proceedings in host countries.

关 键 词：强制调解 投资争端解决机制 “一带一路”倡议 适用 程序 

分 类 号：D996.4[政治法律—经济法学]