独立董事民事责任反思与制度完善  

Research on the Institutional Improvement of Independent Directors’Civil Liabilities

作　　者：金幼芳 杜沛育 Jin Youfang;Du Peiyu(School of Law and Politics,Zhejiang Sci-Tech University,Hangzhou 310018)

机构地区：[1]浙江理工大学法律系,杭州310018 [2]浙江理工大学经济法研究所,杭州310018

出　　处：《浙江社会科学》2024年第3期79-87,158,共10页Zhejiang Social Sciences

基　　金：浙江省哲学社会科学规划之江青年专项课题(24ZJQN079YB);国家哲学社会科学基金:项目(21FFXB035)的研究成果。

摘　　要：当前配套机制缺失现实下,独立董事承担连带责任与其职责义务并不匹配,也背离民事责任的调整目的。基于独立董事民事责任的理论基础与现实难题,根据责任义务匹配、风险收益平衡的逻辑思路,应当建立独立董事主体差异化的宏观责任区分框架与类型化的微观责任认定框架,健全股东大会决议与商业判断规则保护、责任保险与限额赔偿兜底的双层责任限制路径,构建科学合理的独立董事民事责任平衡体系。Under the reality of the lack of supporting mechanisms,the joint and several liability of independent directors does not match the obligations.Excessive legal liability for independent directors is also inconsistent with the purpose of civil liability.Based on the theoretical basis and practical problems of the civil liability of independent directors,and according to the logic of matching responsibilities and obligations and balancing risks and benefits,it is necessary to construct a subject-differentiated and typological responsibility identification framework for independent directors,and improve the twotiered liability limitation paths of shareholders’meeting resolution and commercial judgment rule protection,liability insurance and limit compensation bottoming to construct a scientific and reasonable civil liability system for independent directors.

关 键 词：独立董事 虚假陈述 比例连带责任 董事责任保险 

分 类 号：D922.291.91[政治法律—经济法学]