我国企业发表学术论文的合作特征及对技术创新的影响分析  

The Corporation Patterns of Firms′Published Scientific Papers and the Impacts on Technological Innovation

作　　者：陈小莉[1] 马娜[1] 王学昭[1,2] CHEN Xiao-li;MA Na;WANG Xue-zhao(National Science Library,Chinese Academy of Science,Beijing 100190;University of Chinese Academy of Sciences,Beijing 100049)

机构地区：[1]中国科学院文献情报中心,北京100190 [2]中国科学院大学,北京100049

出　　处：《软科学》2024年第3期85-92,122,共9页Soft Science

基　　金：国家社会科学基金项目(21&ZD329);高端科技创新智库青年项目(2021ZZZLFZB1207051);中国科学院文献情报能力建设专项(E1290426)。

摘　　要：分析2012—2021年工程、农业、能源、环境和医药5个领域464家我国企业在中国科学引文数据库(Chinese Science Citation Database,CSCD)发表的45486篇中文论文的合作特征。对企业合作模式提出三级分类体系,并提出知识转移视角的企业基础研究成效评价方法,对企业发表论文的不同合作模式的知识转移成效做比较分析。研究表明:我国企业发表于工程和能源领域的知识转移成效优于发表于农业、医药和环境领域的论文;企业独立研究的知识转移成效优于企业以产学、产官和产官学合作研究形式的论文;企业与高校合作发表的知识转移成效优于与科研院所合作的论文,且企业以二元合作形式参与基础研究的知识转移成效优于多元合作的形式。The collaboration pattern of 464 Chinese firms is analyzed by investigating their 45486 Chinese papers published in the Chinese Science Citation Database(CSCD)in five fields of engineering,agriculture,energy,environment,and medicine from 2012-2021.A three-level classification system was proposed for the firms′collaboration pattern.The paper proposes a method for evaluating the impacts of firms′basic research on technological innovation from the perspective of knowledge transfer.It shows that the effectiveness of knowledge transfer in the fields of engineering and energy is better than that of papers published in the fields of agriculture,medicine,and environment;the effectiveness of knowledge transfer in firms′independent research is better than that of papers published in the form of industry-academia,industry-government and industry-government-academia cooperation;the effectiveness of knowledge transfer in the form of cooperation between firms and universities is better than that of papers published in the form of cooperation with research institutes,and the effectiveness of knowledge transfer in the form of binary cooperation in basic research is better than that in the form of multiple cooperation.

关 键 词：知识转移 企业 学术论文 基础研究 合作模式分类 

分 类 号：F124.3[经济管理—世界经济]