区块链技术用于电子档案真实性保障的再认识与再思考——兼论档案管理的技术应用与自主可控问题  

Reconsiderations on Blockchain for Electronic Archives Authenticity Guarantee:A Discussion on the Technical Application and Autonomous Controllability of Archive Management

作　　者：杨利军[1,2] 何欣彤 陈永生 YANG Lijun;HE Xintong;CHEN Yongsheng(School of Information Management of Sun Yat-sen University,Guangzhou 510006;Key Laboratory of Data Archiving and Archives Security,NAAC,Guangzhou 510006)

机构地区：[1]中山大学信息管理学院,广州510006 [2]数据归档与档案安全国家档案局重点实验室,广州510006

出　　处：《档案学研究》2024年第2期99-105,共7页Archives Science Study

基　　金：国家档案局重点科技项目“基于自主可控的电子文件归档和电子档案管理系统研究”(2022-Z-008)的阶段性研究成果。

摘　　要：真实性是电子档案管理面临的一大难题。尽管区块链技术用于电子档案真实性保障还存在争议,但用区块链技术保障电子档案真实性的研究成果却不少见。首先,本文在分析区块链实现数据防篡改的技术特点的基础上,结合档案管理的原则和实践,认为现阶段用区块链技术保障电子档案的真实性在理论和实践上都存在逻辑矛盾;其次,档案管理的技术应用,包括区块链技术应用要遵循适用性、目的性、经济性和自主可控原则;最后,档案行业也要加强对新技术的跟踪研究,但在用区块链技术保障电子档案真实性之前,还应做更详尽的适用性研究。Authenticity is a major challenge faced by electronic archive management.Although there is still controversy over the use of blockchain technology to ensure the authenticity of electronic archives,research on using blockchain technology to ensure the authenticity of electronic archives is not uncommon.First of all,based on the analysis of the technical characteristics of the blockchain to achieve tamper resistance of data,combined with the principles and practices of archive management,this paper believes that there are logical contradictions in theory and practice in using blockchain technology to ensure the authenticity of electronic archives at this stage;secondly,the application of archive management technology,including blockchain technology,should follow the principles of applicability,purposefulness,economy and autonomous controllability;finally,the archival industry should also strengthen the tracking and research of new technologies,but more detailed applicability research should be conducted before using blockchain technology to ensure the authenticity of electronic archives.

关 键 词：电子档案 区块链 真实性 档案管理 

分 类 号：G276[文化科学—档案学]