基于联合体双方异质性特征的EPC项目控制权配置模型研究  

Control Right Allocation Model of EPC Project Based on HeterogeneityCharacteristics of Consortium Parties

作　　者：王婷[1,2] 丰景春[1,2,3] 陈永战[4] 严华东 WANG Ting;FENG Jingchun;CHEN Yongzhan;YAN Huadong(Business School,Hohai University,Nanjing 211100,China;Institute of Project Management,Hohai University,Nanjing 211100,China;International River Research Centre,Hohai University,Nanjing 211100,China;Nanjing Jiangbei New Area Public Works Construction Center,Nanjing 211880,China)

机构地区：[1]河海大学商学院,江苏南京211100 [2]河海大学项目管理研究所,江苏南京211100 [3]河海大学国际河流研究中心,江苏南京211100 [4]南京市江北新区公共工程建设中心,江苏南京211880

出　　处：《运筹与管理》2024年第3期140-147,共8页Operations Research and Management Science

基　　金：江苏省研究生科研与实践创新计划项目(KYCX22_0686)。

摘　　要：为确保联合体双方各自利益不受损的同时,实现项目效益最大化,EPC(Engineering-Procurement-Construction)项目控制权的合理配置成为关键。在考虑联合体双方异质性特征的基础上,构建EPC项目特定控制权与剩余控制权的配置模型,并对模型进行理论推导与假设检验。研究发现:联合体牵头者的身份能够有效抑制自利性投入行为;较高的决策偏好度会诱发自利性投入行为;特定控制权与剩余控制权配置区间的增加均会激发联合体双方的项目性投入;提高风险承受度而降低风险偏好度有利于减少设计方的自利性投入。研究成果为具有异质性特征的联合体成员间控制权的合理配置提供对策。As far as the current situation in China is concerned,there are very few enterprises with both design and construction qualifications and truly capable of undertaking EPC projects alone.In order to meet the requirements for the“Measures for the Management of General Contracting of Housing Construction and Municipal Infrastructure Projects”jointly issued by the Ministry of Housing and Urban-Rural Development and the National Development and Reform Commission,the consortium formed by the designer and construction party has become the main form of undertaking EPC projects.In the consortium,the designer and construction party are two types of enterprises with heterogeneous dependence on different production factors.Among them,the designer belongs to the technology-intensive enterprise and the construction party belongs to the capital-intensive enterprise.When these two kinds of enterprises with heterogeneous characteristics get involved in the special organization form of association,they will inevitably have different interests due to the incompleteness of the contract and the asymmetry of information.Therefore,it has become an urgent issue for the academic community and the construction industry to explore how to realize the reasonable allocation of the control rights of EPC projects based on the heterogeneity of the two parties of the consortium,and then realize the effective unification of the interests of the consortium members,the consortium and the project in EPC projects.The method adopted in this study is to construct the allocation model of specific control rights and residual control rights of EPC projects on the basis of considering the heterogeneity characteristics of both parties in the consortium,and carry out theoretical derivation and hypothesis testing of the model.The details are as follows:(1)On the basis of dividing the right of control allocation of EPC projects in the whole life cycle into five stages,namely,heterogeneous feature collection stage,specific right of control allocation stage,r

关 键 词：EPC项目 联合体 控制权配置 异质性特征 

分 类 号：C935[经济管理—管理学]