“低碳”目标下的企业创新行为:实质还是策略?  

Study on Firm Innovation Behavior under the“Low-carbon”Goals:Substantive Innovation or Strategic Innovation?

作　　者：王磊[1] 叶成英 汤学良[3] WANG Lei;YE Cheng-ying;TANG Xue-liang(School of Economics,Changzhou University,Changzhou,Jiangsu 213159,China;China Institute of Regulation Research,Zhejiang University of Finance and Economics,Hangzhou,Zhejiang 310018,China;School of Business,Yangzhou University,Yangzhou,Jiangsu 225127,China)

机构地区：[1]常州大学经济学院,江苏常州213159 [2]浙江财经大学中国政府监管研究院,浙江杭州310018 [3]扬州大学商学院,江苏扬州225127

出　　处：《贵州财经大学学报》2024年第3期101-110,共10页Journal of Guizhou University of Finance and Economics

基　　金：国家社科基金“地方政府干预信贷对制造业TFP的广延边际影响及其治理研究”(23BJL100);浙江省哲学社会科学规划项目“人工智能助力减碳降污的协同机制与监管政策研究”(23NDJC213YB)。

摘　　要：创新对于促进企业减污降碳、实现绿色发展转型的重要性日益凸显。区别于已有研究侧重分析低碳城市试点政策对绿色技术创新的影响,本文利用工业企业数据库和专利数据库的微观数据,探讨低碳城市试点政策对企业策略性创新行为的影响及其作用机制。实证结果显示,低碳城市试点显著促进企业创新,其影响源于诱发企业策略性创新行为,但无法激励企业实质性创新行为。在经过一系列识别检验、稳健性检验、不同的估计方法后,上述结论依然成立。异质性分析发现,低碳城市试点对非国有企业、污染行业企业的策略性创新的影响更为显著。基于传递效应模型的机制分析表明低碳城市试点政策扶持下,企业为寻求政府补贴而进行策略性创新。研究结论对于探索“双碳”引领、创新驱动的发展之路具有一定的参考价值。The importance of innovation in promoting firm pollution reduction and carbon reduction,and achieving green development transformation is increasingly prominent.Unlike previous studies that focus on analyzing the impact of low-carbon city pilot policies on green technology innovation,this paper employs the difference-in-difference econometric model to empirically analyze the impact of low-carbon city pilot policy on firm innovation behavior and its mechanism by using the micro-data of industrial enterprise database and patent application database from 2006 to 2013.Regression results show that the implementation of low-carbon city pilot policy significantly improves firm strategic innovation but has no significant impact on substantial innovation.After a series of identification tests,robustness checks,and different estimation methods,the above conclusion still holds.Heterogeneity analyses show that the implementation of low-carbon city pilot policy has a more significant impact on the strategic innovation of non-SOEs and firms in polluting industries.The mechanism analyses based on the transmission effect model indicate that under the support of low-carbon city pilot policy,firms engage in strategic innovation to seek government subsidies.The research findings have certain reference value for exploring the development path led by"dual carbon"and driven by innovation.

关 键 词：低碳城市试点 策略性创新 实质性创新 政府补贴 环境规制 

分 类 号：F293[经济管理—国民经济]