企业侵犯公民个人信息犯罪的征信合规治理路径——基于法经济学分析  

The Path of Credit Compliance Governance for Corporate Crimes Infringing on Citizens’Personal Information:Based on an Analysis of the Economics of Law

作　　者：张二军 刘威 Zhang Erjun;Liu Wei(School of Criminal Justice,Henan University of Economics and Law,Zhengzhou 450046,Henan,China;Research Center for Corporate Compliance and Risk Prevention and Control,Henan University of Finance and Economics,Zhengzhou 450046,Henan,China)

机构地区：[1]河南财经政法大学刑事司法学院,河南郑州450046 [2]河南财经政法大学企业合规与风险防控研究中心,河南郑州450046

出　　处：《征信》2024年第5期52-59,共8页Credit Reference

基　　金：河南省社会科学规划决策咨询项目(2023JC022);河南省本科一流课程课题(豫教[2020]13025号);河南财经政法大学法学课程思政课题(300480);河南省人民检察院理论研究专项课题(YJ2023028)。

摘　　要：引入征信合规治理企业侵犯公民个人信息犯罪,能够有效阻却刑事责任归咎、预防企业刑事犯罪风险。法经济学视阈下,治理企业侵犯公民个人信息犯罪,司法机关应当引导罚金刑转向征信合规建设上,实现合规正向激励。企业应当建构征信合规制度,破除信息交换过程中的“囚徒困境”,同时区分一般信息和征信信息的合规有效性程度及成本边界,达到预期合规成本与收益的边际效益均衡。建构企业侵犯公民个人信息犯罪的征信合规制度要基于成本效益均衡理念、秉持类型化建构以及明确合规刑事责任的减免。Introducing credit compliance to deal with the crime of corporate infringement of citizens’personal information can effectively block the imputation of criminal responsibility and prevent the risk of corporate criminal offenses.Under the perspective of legal economics,the judicial authorities should guide the fine penalty to shift to the construction of credit compliance,to realize the positive incentives for compliance.Enterprises should construct credit compliance system to break the“prisoner’s dilemma”in the process of information exchange,and distinguish the degree of compliance effectiveness and cost boundaries of general information and credit information to achieve the marginal benefit of expected compliance costs and benefits.The construction of credit compliance system should be based on the concept of cost-benefit equilibrium,adhere to the construction of typology,and clarify the reduction and exemption of criminal liability for compliance.

关 键 词：征信合规 侵犯公民个人信息犯罪 法经济学 

分 类 号：F832.4[经济管理—金融学] D923[政治法律—民商法学]