中间投入非关税措施对企业价值链升级的影响--基于微观数据的经验分析  

The Impact of Input Non-tariff Measures on Firm Upgrading in Global Value Chain--Evidence from Micro-level Data

作　　者：田云华[1,2] 周燕萍 张支南 TIAN Yunhua;ZHOU Yanping;ZHANG Zhinan

机构地区：[1]广东外语外贸大学经济贸易学院 [2]广州国际商贸中心重点研究基地 [3]中国社会科学院世界经济与政治研究所

出　　处：《国际贸易问题》2024年第5期18-35,共18页Journal of International Trade

基　　金：广东省哲学社会科学规划2023年度青年项目“RCEP与CPTPP标准协调对广东省出口贸易的影响机制与对策研究”(GD23YYJ20);2024年度广东省基础与应用基础研究基金自然科学基金青年提升项目“制度型开放下中国推进国际标准协调机制、效应与路径研究”(2024A1515030194);广东省科技创新战略专项资金(“攀登计划”专项资金)重点项目“中间品进口非关税措施、成本加成与中国制造业企业全球价值链升级研究”(pdjh2023a0181);2024年度广州市基础研究计划基础与应用基础研究专题(青年博士“启航”方向)项目“中国对接高水平区域自由贸易协定标准的贸易与福利效应研究”(2024A04J4238)。

摘　　要：随着全球关税总水平下降和中间品往来的大量增加,中间投入非关税措施逐渐成为影响制造业国际分工深化和价值链升级的重要政策工具。本文统计了2000—2019年我国中间投入非关税措施的实施水平,将其分为公共措施和贸易措施,比较分析了两类中间投入非关税措施对本土制造企业价值链升级的影响。研究发现:自加入世界贸易组织以来,我国公共措施的增长幅度明显大于贸易措施。公共措施显著促进了企业向全球价值链上游攀升,贸易措施与中间投入进口关税则显著抑制了企业全球价值链升级。制造业企业内升级效应体现在流程升级、产品升级和功能升级这三个升级路径。制造业行业升级的实现机制则主要体现在公共措施引致的企业内升级效应及全球价值链上游企业的进入效应。本文的结论有助于深入理解不同内涵的进口非关税措施变动如何促进制造业企业以更高水平融入全球价值链分工体系当中。With the global tariff reduction and the large increase in intermediate goods trade,the emerging non-tariff measures(NTMs)have gradually become major poli-cy tools that affect the deepening of international division of labor and the upgrading of the value chain in the manufacturing industry.This paper compiles statistics on China's input NTMs(NTMs on imported intermediate inputs)over 2000-2019,categorizes them into public measures and trade measures,and investigates the impact of these two types of in-put NTMs on the upgrading of local manufacturing firms on the value chain.The research shows:since China accession to the World Trade Organization,the rate of growth of China's public measures has significantly outpaced than that of trade measures.Public measures have significantly promoted the ascent of firms towards the upstream of the global value chain(GVC),while trade measures and tariffs have significantly inhibited the CVC upgrading of firms.The upgrading mechanism of industrial intra-firm effect is reflected in three paths:process upgrading,product upgrading and functional upgrading.The mecha-nism for achieving the upgrading of manufacturing industries is primarily manifested in the intra-firm upgrading effect induced by public measures and the entry effect of upstream firms in the GVC.The findings of this paper contribute to a deeper understanding of the intrinsic mechanism and connection by which changes in imported NTMs facilitate manu-facturing firms to integrate into the GVC division system at a higher level.

关 键 词：非关税措施 中间投入 全球价值链 制造业升级 

分 类 号：F741[经济管理—国际贸易]