非法吸收公众存款罪与合同效力关系的省思——基于规范保护目的视角  

Reflections on the Relationship between the Crime of Illegally Absorbing Public Deposit and the Validity of Contract-Based on Perspective of Normative Protection Purpose

作　　者：王源荟 Wang Yuanhui(School of Law,Jilin University,Changchun,China)

机构地区：[1]吉林大学法学院,吉林长春130012

出　　处：《社会科学论坛》2024年第4期142-155,共14页Tribune of Social Sciences

基　　金：吉林省社科基金重点项目《高质量发展背景下的平安吉林建设研究》阶段性成果,项目编号:2021A18。

摘　　要：司法实践关于非法吸收公众存款罪与合同效力关系问题存在两种观点:一刑民规范的适用是独立关系;二刑民规范的适用是掣肘关系。学理是司法的支撑。就该问题而言,实践分歧的理论原因是在应用法秩序统一性原理时对规范保护目的一致性的认知有误。非法吸收公众存款罪的规范保护目的应持客观目的解释论立场,主要采用功能主义的解释方法,兼顾具体时空背景,进行阶段式的解读。而规范保护目的一致性的评价方法应落脚于法的价值选择的一致性。当本罪的规范保护目的为保卫商业银行的货币专营秩序与稳固防范系统性金融风险的监管秩序时,选择了法的秩序价值,与合同效力规范保护目的相抵触,为了实现法秩序合目的统一性需牵制适用两规范。当本罪的规范保护目的为维护投资者参与金融市场的信赖秩序时,选择了法的自由价值,与合同效力规范保护目的相契合,可独立适用两规范。From both judicial and theoretical perspectives,there are two views regarding the relationship between the crime of illegally absorbing public deposit and the validity of contract:application of penal and civilian norms is an independent relationship versus application of the two norms is a constraining relationship.The disagreement arises due to the differing cognition towards consistency of normative protection purpose in applying the principle of unity of legal order.The interpretation of normative protection purpose to the crime of illegally absorbing public deposit should follow the principle of objective teleological interpretation,mainly adopt a functionalist approach while taking into account both spatial and temporal background specifically.The normative protection purpose can be divided into three stages:orders used for protecting currency monopoly of commercial banks,orders used for maintaining the faith of investors participating in financial markets,orders used for regulation of solid protection against systemic financial risks.And coherence of normative protection purpose is the external expression of coherence chosen by value of law.The choice given by value of law embodied in the two normative protection purposes,is inconsistent in the first stage and third stage,contrary to the unity of legal order,and needs to be curbed;while being consistent in the second stage,and complying with unity of legal order,it could be adopted independently.

关 键 词：非法吸收公众存款罪 合同效力 法秩序统一性 规范保护目的 法的价值 

分 类 号：D914[政治法律—刑法学]