区块链证券市场应用之风险防控法律规制  

Legal Regulation on Risk Prevention and Control of Blockchain Securities Market Application

作　　者：王玲[1] 张明略 张润华 WANG Ling;ZHANG Minglue;ZHANG Runhua(School of Law,Shandong University of Technology,Zibo,Shandong 255000)

机构地区：[1]山东理工大学法学院,山东淄博255000

出　　处：《山东理工大学学报（社会科学版）》2024年第4期62-71,共10页Journal of Shandong University of Technology（Social Sciences Edition）

基　　金：山东省社会科学规划研究项目“山东省数字法治政府建设研究”(22CSDJ46)。

摘　　要：区块链技术在互联网时代以其去中心化、安全性、稳定性等特点提高了证券市场的交易效率,节省了交易成本,但同时也冲击着传统的证券法律规范,对证券市场的监管提出了新挑战。基于此,我国应深入剖析当前区块链技术的规制政策及不足,积极借鉴区块链技术的国际经验,在大力发展区块链技术的同时,更要引导区块链技术在证券市场合理有序的发展;既要完善区块链相关立法,加强区块链证券交易用户的权益保护,也要借鉴“监管沙盒”理念提高区块链证券市场监管能力,以期达到区块链技术创新和证券市场安全有序发展的平衡。In the Internet era,blockchain technology,with its characteristics of decentralization,security and stability,has improved the transaction efficiency of the securities market and saved transaction costs,but at the same time,it has also impacted the traditional securities legal norms and posed new challenges to the supervision of the securities market.Based on this,China should deeply analyze the current regulation policies and deficiencies of blockchain technology,actively learn from the international experience of blockchain tech-nology,and vigorously develop blockchain technology,at the same time,guide the reasonable and orderly de-velopment of blockchain technology in the securities market.It is necessary to improve the blockchain-related legislation,strengthen the protection of the rights and interests of users of blockchain securities trading,learn from the concept of"regulatory sandbox"to improve the supervision capacity of the blockchain securities mar-ket,in order to achieve a balance between blockchain technological innovation and the safe and orderly devel-opment of the securities market.

关 键 词：区块链 证券交易 法律风险 

分 类 号：DF438[政治法律—经济法学]