兼顾效率与公平的火电厂碳排放权分配方案  

Allocation Scheme of Carbon Emission Right That Balances Efficiency and Equity

作　　者：贺正懿 闵永智 王果 夏楷哲 苏鹏飞 HE Zhengyi;MIN Yongzhi;WANG Guo;XIA Kaizhe;SU Pengfei(School of Automation and Electrical Engineering,Lanzhou Jiaotong University,Lanzhou 730070,Gansu Province,China)

机构地区：[1]兰州交通大学自动化与电气工程学院,甘肃省兰州市730070

出　　处：《电网技术》2024年第8期3382-3390,I0111,共10页Power System Technology

基　　金：甘肃省科技厅重点研发计划(22YF7GA146)。

摘　　要：合理分配碳排放权对于火电厂实现低碳发展至关重要,然而如何兼顾效率和公平是碳排放权分配的难点。通过分析目前火电厂的效率分配准则和公平分配准则,该文提出了解决效率和公平分配争议的碳排放权分配机制,将火电厂碳排放控制总量分为无争议部分和争议部分。利用数据包络分析(data envelopment analysis,DEA)建立无争议(效率)碳排权分配模型,实现计及火电厂减排潜力和生产能力基础上无争议部分碳排放控制总量的效率分配;利用多公平准则、一致同意选举和迭代机制建立争议(公平)碳排放权分配模型,实现了争议部分碳排放控制总量的公平分配;并给出兼顾效率和公平的碳排放权分配算法。算例分析表明所提分配方案可以满足公平分配和效率分配的主要原则,符合火电厂的发展需求。Reasonable allocation of carbon emission rights is crucial for thermal power plants to realize low-carbon development;however,balancing efficiency and fairness is the difficulty of carbon emission rights allocation.This paper proposes a carbon emission right allocation mechanism to solve the dispute between efficiency and fairness allocation by analyzing the current efficiency allocation guidelines of thermal power plants.It divides the total amount of carbon emission control of thermal power plants into non-controversial portions and controversial ones.DEA(data envelopment analysis)is used to establish a non-controversial(efficiency)carbon emission right allocation model,which realizes the efficiency allocation of the total amount of non-controversial part of the carbon emission control,taking into account the emission reduction potential and production capacity of the thermal power plant;and the multi-equity criterion,unanimous election and iterative mechanism are used to establish a controversial(fair)carbon emission right allocation model,which realizes the efficiency allocation of the total amount of controversial part of the carbon emission control.The fair allocation mechanism is used to solve the controversy surrounding allocation.The model of disputed(fair)carbon emission right allocation is developed by utilizing multiple fairness criteria,unanimous consent election,and iterative mechanism to realize the fair allocation of the disputed part of the total carbon emission control quantity and the carbon emission right allocation algorithm that balances the efficiency and fairness is given.The case analysis shows that the proposed allocation scheme can satisfy the main principles of fair and efficient allocation and meet the development needs of thermal power plants.

关 键 词：碳排放权 效率与公平 塔木德 求偿权 数据包络分析 

分 类 号：TM721[电气工程—电力系统及自动化]